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ALDORO RESOURCES LIMITED — Major Shareholding Notification 2020
Nov 2, 2020
64422_rns_2020-11-02_67f6ce35-bd68-4728-a796-1b04d546a351.pdf
Major Shareholding Notification
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Corporations Act 2001
Form 603
Section 671B
Notice of initial substantial holder
To Company Name/Scheme ALDORO RESOURCES LIMITED ACN/ARSN ACN 622 990 809
1. Details of substantial holder (1)
Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 The holder became a substantial holder on 29-Oct-2020
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities(4) | Number of securities | Persons' votes(5) | Voting power(6) |
| Common Stock | 5,673,329 | 5,673,329 | 8.55% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest(7) | Class and number of securities |
| Credit Suisse Equities (Australia) Limited(ACN 068 232 708) |
Voting rights and right to dispose | 5,673,329 Common Stock |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder(8) |
Class and number of securities |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
CS Fourth Nominees Pty Limited (ACN 069 126 432) |
Credit Suisse Equities (Australia) Limited |
5,673,329 Common Stock |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| Credit Suisse Equities (Australia) Limited |
30-Jun-20 | 3,110.0 AUD | -40,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
2-Jul-20 | 1,540.0 AUD | 20,000 Common Stock |
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| Credit Suisse Equities (Australia) Limited |
3-Jul-20 | 10,765.12 AUD | 134,242 Common Stock | |
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
6-Jul-20 | 2,697.0 AUD | 31,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
8-Jul-20 | 5,530.0 AUD | -60,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
8-Jul-20 | 2,790.0 AUD | -31,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Jul-20 | 10.0 AUD | 100 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Jul-20 | 12,225.36 AUD | 123,667 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Jul-20 | 2,805.51 AUD | -30,242 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
10-Jul-20 | 5,952.0 AUD | -64,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
13-Jul-20 | 2,515.04 AUD | -23,667 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
13-Jul-20 | 5,086.03 AUD | -51,374 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-Jul-20 | 10,000.0 AUD | -100,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-Jul-20 | 5,150.0 AUD | 50,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
29-Jul-20 | 6,500.0 AUD | -50,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
5-Aug-20 | 6,250.0 AUD | 50,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
11-Aug-20 | 6,420.08 AUD | -50,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-Aug-20 | 840.0 AUD | 8,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
18-Aug-20 | 1,320.0 AUD | 12,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
20-Aug-20 | 2,300.0 AUD | -20,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
21-Sep-20 | 5,750.0 AUD | 50,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
29-Oct-20 | 589,479.01 AUD | 2,868,437 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
29-Oct-20 | 552,403.35 AUD | 2,744,792 Common Stock |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
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Credit Suisse Equities (Australia) Limited Related Body Corporate (ACN 068 232 708)
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| CS Third Nominees Pty Limited (ACN 007 053 849) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Fourth Nominees Pty Limited (ACN 069 126 432) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
Signature
| print name sign here |
Winston Loke capacity Authorised Signatory |
|---|---|
| date 3-Nov-2020 |
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