Alcon AG — Regulatory Filings 2021

May 21, 2021

SD 1 formsddecember312020.htm SD html PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd" Document created using Wdesk Copyright 2021 Workiva Document

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM SD

SPECIALIZED DISCLOSURE REPORT

Alcon Inc.

(Exact name of the registrant as specified in its charter)

Switzerland	001-31269	98-0205094
(State or other jurisdiction of incorporation or organization)	(Commission File Number)	(IRS Employer Identification No.)

Rue Louis-d'Affry 6, 1701 Fribourg, Switzerland

(Address of principal executive offices)

Royce Bedward

Senior Vice President, General Counsel & Corporate Secretary

Chemin de Blandonnet 8, 1214 Vernier, Geneva, Switzerland

Tel: +41 58 911 20 00

(Name and telephone number, including area code, of the

person to contact in connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

X Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020.

Section 1. Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

In accordance with Rule 13p-1 under the Securities Exchange Act of 1934, Alcon Inc. has filed this Specialized Disclosure Form (Form SD) and the associated Conflict Minerals Report. Both reports are posted and publicly available at the Alcon corporate website: https://www.alcon.com/about-us/responsible-business-practice.

Item 1.02 Exhibit

The Conflict Minerals Report is attached as Exhibit 1.01.

Section 2. Exhibits

Item 2.01 Exhibits

Exhibit No.	Description
1.01	Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

ALCON INC.
By:	/s/ Timothy C. Stonesifer
	Name: Timothy C. Stonesifer
	Title: Authorized Representative
By:	/s/ Tom Hudnall
	Name: Tom Hudnall
	Title: Authorized Representative

Date: May 21, 2021