Alcoa Corp — Director's Dealing 2022

Jan 28, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alcoa Corp (AA)
CIK: 0001675149
Period of Report: 2022-01-26

Reporting Person: Heeter Jeffrey D. (EVP & Gen. Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-01-26	Common Stock, par value $0.01 per share	A	6590	$0.00	Acquired	63062	Direct
2022-01-26	Common Stock, par value $0.01 per share	A	31117	$0.00	Acquired	94179	Direct
2022-01-26	Common Stock, par value $0.01 per share	F	13421	$60.75	Disposed	80758	Direct
2022-01-26	Common Stock, par value $0.01 per share	S	8332	$63.0514	Disposed	72426	Direct

Footnotes

F1: Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.

F2: Earned performance restricted stock units (PRSUs) granted in 2019.

F3: Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019.

F4: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.9200 - $63.1950. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.