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ALBEMARLE CORP — Director's Dealing 2023
Mar 2, 2023
30590_dirs_2023-03-02_b7691470-6fb3-4f7a-b888-4ddd264dc1b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALBEMARLE CORP (ALB)
CIK: 0000915913
Period of Report: 2023-02-28
Reporting Person: Norris Eric (President, Lithium)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-28 | Common Stock | M | 3055 | — | Acquired | 22057 | Direct |
| 2023-02-28 | Common Stock | F | 1366 | $254.31 | Disposed | 20691 | Direct |
| 2023-02-28 | Common Stock | M | 1680 | — | Acquired | 22371 | Direct |
| 2023-02-28 | Common Stock | F | 751 | $254.31 | Disposed | 21620 | Direct |
| 2023-02-28 | Common Stock | A | 3360 | — | Acquired | 24980 | Direct |
| 2023-02-28 | Common Stock | F | 1502 | $254.31 | Disposed | 23478 | Direct |
| 2023-02-28 | Common Stock | A | 3360 | — | Acquired | 26838 | Direct |
| 2023-02-28 | Common Stock | F | 1502 | $254.31 | Disposed | 25336 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-28 | Restricted Stock Units | $ | M | 3055 | Disposed | Common Stock (3055.0) | Direct | |
| 2023-02-28 | Restricted Stock Units | $ | M | 1680 | Disposed | Common Stock (1680.0) | Direct | |
| 2023-02-28 | Performance Stock Units | $ | A | 3360 | Acquired | Common Stock (3360.0) | Direct | |
| 2023-02-28 | Performance Stock Units | $ | A | 3360 | Acquired | Common Stock (3360.0) | Direct |
Footnotes
F1: Restricted Stock Units granted 02/28/2020 and vested 02/28/2023.
F2: Shares withheld to meet tax liabilities associated with vesting of Restricted Stock Units.
F3: Restricted Stock Units granted 02/28/2020. 50% vested on 02/28/2023 and 50% vests 02/28/2024.
F4: rTSR Performance Stock Units granted on 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024.
F5: Shares withheld to meet tax liabilities associated with vesting of Performance Stock Units.
F6: ROIC Performance Stock Units granted on 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024.
F7: Each Restricted Stock Unit converts to 1 share of Common Stock.
F8: No expiration date.
F9: Each Performance Stock Unit converts to 1 share of Common Stock.