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ALBEMARLE CORP — Director's Dealing 2023
Mar 2, 2023
30590_dirs_2023-03-02_7f53f800-032a-4f37-b32f-4237a9bd710e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALBEMARLE CORP (ALB)
CIK: 0000915913
Period of Report: 2023-02-28
Reporting Person: Tozier Scott (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-28 | Common Stock | M | 12218 | — | Acquired | 76437 | Direct |
| 2023-02-28 | Common Stock | F | 5462 | $254.31 | Disposed | 70975 | Direct |
| 2023-02-28 | Common Stock | M | 1680 | — | Acquired | 72655 | Direct |
| 2023-02-28 | Common Stock | F | 751 | $254.31 | Disposed | 71904 | Direct |
| 2023-02-28 | Common Stock | A | 3360 | — | Acquired | 75264 | Direct |
| 2023-02-28 | Common Stock | F | 1502 | $254.31 | Disposed | 73762 | Direct |
| 2023-02-28 | Common Stock | A | 3360 | — | Acquired | 77122 | Direct |
| 2023-02-28 | Common Stock | F | 1502 | $254.31 | Disposed | 75620 | Direct |
| 2023-03-01 | Common Stock | S | 417 | $255.49 | Disposed | 75203 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-28 | Restricted Stock Unit | $ | M | 12218 | Disposed | Common Stock (12218.0) | Direct | |
| 2023-02-28 | Restricted Stock Unit | $ | M | 1680 | Disposed | Common Stock (1680.0) | Direct | |
| 2023-02-28 | Performance Stock Units | $ | A | 3360 | Acquired | Common Stock (3360.0) | Direct | |
| 2023-02-28 | Performance Stock Units | $ | A | 3360 | Acquired | Common Stock (3360.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1609.86 | Indirect |
Footnotes
F1: Total number of shares of Common Stock held in the name of the Reporting Person under the Albemarle Corporation Retirement Savings Plan (the "Albemarle Savings Plan") as of the date of this Form 4
F2: Restricted Stock Units granted 02/28/2020 and vested 02/28/2023.
F3: Shares withheld to meet tax liabilities associated with vesting of Restricted Stock Units.
F4: Restricted Stock Units granted 02/28/2020. 50% vested on 02/28/2023 and 50% vests 02/28/2024.
F5: rTSR Performance Stock Units granted 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024.
F6: Shares withheld to meet tax liabilities associated with vesting of Performance Stock Units.
F7: ROIC Performance Stock Units granted 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024.
F8: The share sale reported in this Form 4 was effected pursuant to a previously adopted Rule 10b5-1 trading plan.
F9: Each Restricted Stock Unit converts to 1 share of Common Stock.
F10: No expiration date.
F11: Each Performance Stock Unit converts to 1 share of Common Stock.