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ALBEMARLE CORP — Director's Dealing 2021
Nov 8, 2021
30590_dirs_2021-11-08_63401090-5805-4e89-b58e-7451fef820b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALBEMARLE CORP (ALB)
CIK: 0000915913
Period of Report: 2021-11-08
Reporting Person: Tozier Scott (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-08 | Common Stock | M | 14010 | $56.56 | Acquired | 69915 | Direct |
| 2021-11-08 | Common Stock | M | 22320 | $56.08 | Acquired | 92235 | Direct |
| 2021-11-08 | Common Stock | S | 3098 | $273.50 | Disposed | 89137 | Direct |
| 2021-11-08 | Common Stock | S | 4001 | $274.39 | Disposed | 85136 | Direct |
| 2021-11-08 | Common Stock | S | 3090 | $275.15 | Disposed | 82046 | Direct |
| 2021-11-08 | Common Stock | S | 5381 | $276.42 | Disposed | 76665 | Direct |
| 2021-11-08 | Common Stock | S | 18960 | $277.48 | Disposed | 57705 | Direct |
| 2021-11-08 | Common Stock | S | 1800 | $278.05 | Disposed | 55905 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-08 | Stock Option | $56.56 | M | 14010 | Disposed | 2026-02-26 | Common Stock (14010.0) | Direct |
| 2021-11-08 | Stock Option | $56.08 | M | 22320 | Disposed | 2025-02-23 | Common Stock (22320.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1631.80 | Indirect |
Footnotes
F1: Total number of shares of Common Stock held in the name of the Reporting Person under the Albemarle Corporation Retirement Savings Plan (the "Albemarle Savings Plan") as of the date of this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.81 to $273.80, inclusive. The reporting person undertakes to provide to Albemarle Corporation, any security holder of Albemarle Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $273.83 to $274.81, inclusive. The reporting person undertakes to provide to Albemarle Corporation, any security holder of Albemarle Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $274.85 to $275.71, inclusive. The reporting person undertakes to provide to Albemarle Corporation, any security holder of Albemarle Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $275.855 to $276.83, inclusive. The reporting person undertakes to provide to Albemarle Corporation, any security holder of Albemarle Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $276.885 to $277.88, inclusive. The reporting person undertakes to provide to Albemarle Corporation, any security holder of Albemarle Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $277.895 to $278.23, inclusive. The reporting person undertakes to provide to Albemarle Corporation, any security holder of Albemarle Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: On February 26, 2016, the reporting person was granted stock options for 14,010 shares of Common Stock. The option fully vested on 02/26/2019.
F9: On February 24, 2015, the reporting person was granted stock options for 22,320 shares of Common Stock. The options vested in three equal installments over three years: 02/24/2018, 02/24/2019, and 02/24/2020.