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Alaunos Therapeutics, Inc. Director's Dealing 2021

May 7, 2021

35407_dirs_2021-05-06_30a8e45a-fefe-450c-8779-662b4573f65d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ZIOPHARM ONCOLOGY INC (ZIOP)
CIK: 0001107421
Period of Report: 2021-03-04

Reporting Person: Huang James (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-04 Common Stock A 8333 $0.00 Acquired 8333 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-04 Stock Option (right to buy) $4.31 A 62500 Acquired 2031-03-03 Common Stock (62500) Direct

Footnotes

F1: The shares will vest on 5/19/2021.

F2: 1/3rd of the shares underlying this option will vest on 4/4/2021, 5/4/2021 and 5/19/2021.