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Alaunos Therapeutics, Inc. — Director's Dealing 2021
May 7, 2021
35407_dirs_2021-05-06_30a8e45a-fefe-450c-8779-662b4573f65d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ZIOPHARM ONCOLOGY INC (ZIOP)
CIK: 0001107421
Period of Report: 2021-03-04
Reporting Person: Huang James (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-04 | Common Stock | A | 8333 | $0.00 | Acquired | 8333 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-04 | Stock Option (right to buy) | $4.31 | A | 62500 | Acquired | 2031-03-03 | Common Stock (62500) | Direct |
Footnotes
F1: The shares will vest on 5/19/2021.
F2: 1/3rd of the shares underlying this option will vest on 4/4/2021, 5/4/2021 and 5/19/2021.
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