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ALASKA AIR GROUP, INC. — Director's Dealing 2021
Feb 10, 2021
30935_dirs_2021-02-10_18dd6bda-f02e-46c2-8010-f10c6643c687.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALASKA AIR GROUP, INC. (ALK)
CIK: 0000766421
Period of Report: 2021-02-08
Reporting Person: BERRY CHRISTOPHER MICHAEL (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-08 | COMMON STOCK | A | 394 | — | Acquired | 5097 | Direct |
| 2021-02-08 | COMMON STOCK | F | 98 | $57.08 | Disposed | 4999 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-09 | EMPLOYEE STOCK OPTION (RT TO BUY) | $55.74 | A | 2510 | Acquired | 2031-02-09 | COMMON STOCK (2510) | Direct |
| 2021-02-09 | RESTRICTED STOCK UNITS | $0 | A | 1000 | Acquired | 2031-02-09 | COMMON STOCK (1000) | Direct |
Footnotes
F1: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/20 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/13/2018 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/8/2021.
F2: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/8/2021.
F3: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.
F4: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/9/2022, 2/9/2023, 2/9/2024 AND 2/9/2025).
F5: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.