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ALASKA AIR GROUP, INC. — Director's Dealing 2021
Feb 16, 2021
30935_dirs_2021-02-16_64879f95-5599-4b59-ab10-c895b8599d4d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALASKA AIR GROUP, INC. (ALK)
CIK: 0000766421
Period of Report: 2021-02-13
Reporting Person: TACKETT SHANE R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-13 | COMMON STOCK | M | 2000 | — | Acquired | 11349 | Direct |
| 2021-02-13 | COMMON STOCK | F | 487 | $57.56 | Disposed | 10862 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-13 | RESTRICTED STOCK UNITS | $0 | M | 2000 | Disposed | 2028-02-13 | COMMON STOCK (2000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK 401(K) | 2807 | Indirect |
Footnotes
F1: COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/2020.
F2: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 2/13/2021.
F3: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.
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