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ALASKA AIR GROUP, INC. — Director's Dealing 2021
Mar 26, 2021
30935_dirs_2021-03-26_6ec0c9f8-505a-4901-ba7c-14acebdcd6fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALASKA AIR GROUP, INC. (ALK)
CIK: 0000766421
Period of Report: 2021-03-25
Reporting Person: MINICUCCI BENITO (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-25 | COMMON STOCK | M | 882 | $24.4 | Acquired | 102791 | Direct |
| 2021-03-25 | COMMON STOCK | M | 3520 | $38.755 | Acquired | 106311 | Direct |
| 2021-03-25 | COMMON STOCK | S | 14402 | $66.8163 | Disposed | 91909 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-25 | EMPLOYEE STOCK OPTION (RT TO BUY) | $24.4 | M | 882 | Disposed | 2023-02-11 | COMMON STOCK (882) | Direct |
| 2021-03-25 | EMPLOYEE STOCK OPTION (RT TO BUY) | $38.755 | M | 3520 | Disposed | 2024-02-11 | COMMON STOCK (3520) | Direct |
Footnotes
F1: SAME-DAY OPTION EXERCISE AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. MINICUCCI ON 2/23/2021.
F2: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. MINICUCCI ON 2/23/2021.
F3: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $66.7500 TO $66.9000, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.