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ALASKA AIR GROUP, INC. — Director's Dealing 2018
Mar 8, 2018
30935_dirs_2018-03-08_b5b29e56-d7e4-49d3-aa51-3cbbe0dacaaf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALASKA AIR GROUP, INC. (ALK)
CIK: 0000766421
Period of Report: 2018-02-28
Reporting Person: BERRY CHRISTOPHER MICHAEL (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-28 | COMMON STOCK | A | 43 | $54.825 | Acquired | 1713 | Direct |
| 2018-03-07 | COMMON STOCK | M | 416 | — | Acquired | 2129 | Direct |
| 2018-03-07 | COMMON STOCK | F | 102 | $64 | Disposed | 2027 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-07 | RESTRICTED STOCK UNITS | $0 | M | 416 | Disposed | 2027-03-07 | COMMON STOCK (416) | Direct |
Footnotes
F1: TOTAL HELD IN COLUMN 5 INCLUDES 740 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/9/2016 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.
F2: THESE SHARES WERE ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).
F3: RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.
F4: REMAINING RESTRICTED STOCK UNITS SCHEDULED TO VEST AS FOLLOWS: 417 ON 3/7/2019 AND 417 ON 3/7/2020.
F5: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.