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ALASKA AIR GROUP, INC. — Director's Dealing 2017
Feb 14, 2017
30935_dirs_2017-02-14_28994cce-d721-4d19-9228-e3a3a451535f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALASKA AIR GROUP, INC. (ALK)
CIK: 0000766421
Period of Report: 2017-02-10
Reporting Person: HARRISON ANDREW R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-10 | COMMON STOCK | M | 1827 | $65.63 | Acquired | 16555 | Direct |
| 2017-02-10 | COMMON STOCK | M | 180 | $38.755 | Acquired | 16735 | Direct |
| 2017-02-10 | COMMON STOCK | S | 5007 | $98.37 | Disposed | 11728 | Direct |
| 2017-02-11 | COMMON STOCK | A | 1760 | — | Acquired | 13488 | Direct |
| 2017-02-11 | RESTRICTED STOCK UNIT | J | 1780 | — | Disposed | 7440 | Direct |
| 2017-02-11 | COMMON STOCK | F | 487 | $97.35 | Disposed | 13001 | Direct |
| 2017-02-13 | COMMON STOCK | M | 1396 | $24.4 | Acquired | 14397 | Direct |
| 2017-02-13 | COMMON STOCK | M | 840 | $38.755 | Acquired | 15237 | Direct |
| 2017-02-13 | COMMON STOCK | M | 1573 | $65.37 | Acquired | 16810 | Direct |
| 2017-02-13 | COMMON STOCK | S | 1573 | $97.5984 | Disposed | 15237 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-10 | EMPLOYEE STOCK OPTION (RT TO BUY) | $65.63 | M | 1827 | Disposed | 2026-02-09 | COMMON STOCK (1827) | Direct |
| 2017-02-10 | EMPLOYEE STOCK OPTION (RT TO BUY) | $38.755 | M | 180 | Disposed | 2024-02-11 | COMMON STOCK (180) | Direct |
| 2017-02-13 | EMPLOYEE STOCK OPTION (RT TO BUY) | $24.4 | M | 1396 | Disposed | 2023-02-11 | COMMON STOCK (1396) | Direct |
| 2017-02-13 | EMPLOYEE STOCK OPTION (RT TO BUY) | $38.755 | M | 840 | Disposed | 2024-02-11 | COMMON STOCK (840) | Direct |
| 2017-02-13 | EMPLOYEE STOCK OPTION (RT TO BUY) | $65.37 | M | 1573 | Disposed | 2025-02-10 | COMMON STOCK (1573) | Direct |
Footnotes
F1: OPTIONS REMAINING WILL VEST AS FOLLOWS: 1,828 ON 2/9/2018; 1,827 ON 2/9/2019; AND 1,828 ON 2/9/2020.
F2: THE 840 OPTIONS REMAINING WILL VEST ON 2/11/2018.
F3: COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS AWARDED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.
F4: FULLY VESTED RESTRICTED STOCK UNITS ISSUED IN ALASKA AIR GROUP COMMON STOCK.
F5: COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS.
F6: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.
F7: OPTIONS REMAINING WILL VEST AS FOLLOWS: 1,572 ON 2/10/2018 AND 1,573 ON 2/10/2019.