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ALASKA AIR GROUP, INC. — Director's Dealing 2017
Feb 14, 2017
30935_dirs_2017-02-14_2a76ff9e-ac03-43ea-ac54-d14e0d3dcf36.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALASKA AIR GROUP, INC. (ALK)
CIK: 0000766421
Period of Report: 2017-02-11
Reporting Person: PEDERSEN BRANDON (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-11 | COMMON STOCK | A | 5180 | — | Acquired | 21180 | Direct |
| 2017-02-11 | RESTRICTED STOCK UNIT | J | 5180 | — | Disposed | 8180 | Direct |
| 2017-02-11 | COMMON STOCK | F | 1727 | $97.35 | Disposed | 19453 | Direct |
| 2017-02-13 | COMMON STOCK | M | 1972 | $38.755 | Acquired | 21425 | Direct |
| 2017-02-13 | COMMON STOCK | S | 1972 | $97.46 | Disposed | 19453 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-13 | EMPLOYEE STOCK OPTION (RT TO BUY) | $38.755 | M | 1972 | Disposed | 2024-02-11 | COMMON STOCK (1972) | Direct |
Footnotes
F1: COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS AWARDED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.
F2: FULLY VESTED RESTRICTED STOCK UNITS ISSUED IN ALASKA AIR GROUP COMMON STOCK.
F3: COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS.
F4: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.
F5: SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. PEDERSEN ON 4/26/2016.
F6: REMAINING OPTIONS INCLUDE 472 VESTED AND 2,446 VESTING ON 02/11/2018.