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ALASKA AIR GROUP, INC. — Director's Dealing 2016
Oct 21, 2016
30935_dirs_2016-10-21_f7c1d0a4-c418-40be-a3c3-fed5040e9e86.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALASKA AIR GROUP, INC. (ALK)
CIK: 0000766421
Period of Report: 2016-10-20
Reporting Person: SPRAGUE JOSEPH A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-20 | COMMON STOCK | S | 6666 | $75 | Disposed | 26185 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK 401(K) | 7049 | Indirect |
| RESTRICTED STOCK UNIT | 6620 | Direct |
Footnotes
F1: COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/15.
F2: STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
F3: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. SPRAGUE ON 4/27/2016.
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