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ALASKA AIR GROUP, INC. Director's Dealing 2016

Oct 21, 2016

30935_dirs_2016-10-21_f7c1d0a4-c418-40be-a3c3-fed5040e9e86.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALASKA AIR GROUP, INC. (ALK)
CIK: 0000766421
Period of Report: 2016-10-20

Reporting Person: SPRAGUE JOSEPH A (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-20 COMMON STOCK S 6666 $75 Disposed 26185 Direct

Holdings (Non-Derivative)

Security Shares Ownership
COMMON STOCK 401(K) 7049 Indirect
RESTRICTED STOCK UNIT 6620 Direct

Footnotes

F1: COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/15.

F2: STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.

F3: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. SPRAGUE ON 4/27/2016.