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ALASKA AIR GROUP, INC. — Director's Dealing 2012
Oct 5, 2012
30935_dirs_2012-10-05_dcbfdae4-5bf6-4e3e-bc71-ca1ae3eb953b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALASKA AIR GROUP, INC. (ALK)
CIK: 0000766421
Period of Report: 2012-10-05
Reporting Person: AYER WILLIAM S (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-05 | COMMON STOCK | M | 5929 | $13.745 | Acquired | 115977 | Direct |
| 2012-10-05 | COMMON STOCK | S | 5929 | $37.0163 | Disposed | 110048 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-05 | EMPLOYEE STOCK OPTION (RT TO BUY) | $13.745 | M | 5929 | Disposed | 2018-02-08 | COMMON STOCK (5929) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| RESTRICTED STOCK UNIT | 59600 | Direct |
Footnotes
F1: STOCK UNITS AWARDED UNDER THE 2008 PERFORMANCE INCENTIVE PLAN; NO LONGER SUBJECT TO FORFEITURE.
F2: SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. AYER ON 8/16/12.
F3: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $37.00 TO $37.10, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.