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ALASKA AIR GROUP, INC. — Director's Dealing 2010
Feb 5, 2010
30935_dirs_2010-02-05_7e78e30c-b0b4-4e5d-a002-9c15d45a85c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALASKA AIR GROUP INC (ALK)
CIK: 0000766421
Period of Report: 2010-02-03
Reporting Person: AYER WILLIAM S (Director, CHAIRMAN, PRESIDENT & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-03 | COMMON STOCK | A | 22480 | — | Acquired | 22480 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-03 | EMP STOCK OPTION (RT TO BUY) | $33.26 | A | 38620 | Acquired | 2020-02-03 | COMMON (38620) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 67858 | Direct |
| COMMON STOCK | 59889 | Direct |
| COMMON STOCK | 4194 | Indirect |
Footnotes
F1: STOCK UNITS GRANTED UNDER THE ALASKA AIR GROUP, INC. PERFORMANCE INCENTIVE PLAN ON FEBRUARY 3, 2010. UNITS WILL CLIFF VEST ON FEBRUARY 3, 2013. UNDERLYING SHARES NO LONGER SUBJECT TO FORFEITURE.
F2: STOCK UNITS AWARDED UNDER THE 2004 LONG-TERM INCENTIVE EQUITY AND 2008 PERFORMANCE INCENTIVE PLANS; NOT YET VESTED BUT NO LONGER SUBJECT TO FORFEITURE.
F3: SHARES HELD IN AN ALASKA AIR GROUP, INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2009.
F4: GRANT OF NON-QUALIFIED STOCK OPTIONS UNDER THE ALASKA AIR GROUP, INC. 2008 PERFORMANCE INCENTIVE PLAN. THIS GRANT WILL VEST 25% EACH YEAR FOR FOUR YEARS BEGINNING ON FEBRUARY 3, 2011.