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Alarm.com Holdings, Inc. — Director's Dealing 2021
Oct 13, 2021
31480_dirs_2021-10-13_45de6aef-2922-414a-87ba-7b20a51b2216.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alarm.com Holdings, Inc. (ALRM)
CIK: 0001459200
Period of Report: 2021-10-11
Reporting Person: Trundle Stephen (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-11 | Common Stock | M | 25000 | $4.00 | Acquired | 290616 | Direct |
| 2021-10-11 | Common Stock | S | 25000 | $77.66 | Disposed | 265616 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-11 | Stock Option (Right to Buy) | $4.00 | M | 25000 | Disposed | 2023-12-30 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 259687 | Indirect |
| Common Stock | 1641373 | Indirect |
| Common Stock | 9862 | Indirect |
Footnotes
F1: This exercise and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2021.
F2: These shares are owned by the Stephen Trundle 2015 Gift Trust (the "Trust"). Certain members of the Reporting Person's immediate family are beneficiaries of the Trust. The Reporting Person disclaims beneficial ownership of the shares owned by the Trust except to the extent, if any, of his pecuniary interest therein.
F3: These shares are owned by Backbone Partners, LLC ("Backbone"). The Reporting Person has the sole power to vote and dispose of the shares held by Backbone. The Reporting Person disclaims beneficial ownership of the shares owned by Backbone except to the extent, if any, of his pecuniary interest therein.
F4: These shares are owned by the Footings Advancement Trust (the "Advancement Trust"). The Reporting Person has the sole power to vote and dispose of the shares held by the Advancement Trust and certain members of the Reporting Person's immediate family are beneficiaries. The Reporting Person disclaims beneficial ownership of the shares owned by the Advancement Trust except to the extent, if any, of his pecuniary interest therein.
F5: This option is fully vested and immediately exercisable.