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AJ Bell PLC
Director's Dealing • Dec 11, 2020
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Director's Dealing
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National Storage Mechanism | Additional information 
RNS Number : 4484I
AJ Bell PLC
11 December 2020
AJ Bell plc
("AJ Bell", the "Company")
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
AJ Bell wishes to announce that:
(1) On 10 December 2020, AJ Bell granted annual and deferred awards over the Company's ordinary shares of £0.000125 each (Ordinary Shares) to the following executive directors and senior managers, all of whom are PDMRs, under the AJ Bell Executive Incentive Plan (EIP) in respect of bonuses for the year ending 30 September 2021.
| Number | Name | Position of PDMR | Number of shares subject to annual award | Number of shares subject to deferred award | |
| 1. | Andy Bell | Chief Executive Officer | 83,252 | 124,878 | |
| 2. | Michael Summersgill | Chief Financial Officer | 31,176 | 46,763 | |
| 3. | Fergus Lyons | AJ Bell Investcentre Managing Director | 22,105 | 14,737 | |
| 4. | Charles Galbraith | AJ Bell Youinvest Managing Director | 20,915 | 13,943 | |
| 5. | Roger Stott | Group Finance Director | 11,072 | 7,382 | |
| 6. | Louis Petherick | Chief Risk Officer | 7,408 | 4,938 | |
| 7. | Bruce Robinson | Group Legal Services Director and Company Secretary | 5,101 | 3,401 | |
| 8. | Mo Tagari | Chief Technology Officer | 20,737 | 13,825 | |
No consideration was paid for the grant of the awards, which have been structured as nominal cost options.
In the case of the Executive Directors, Andy Bell and Michael Summersgill:
a) the annual awards will normally vest once it has been determined if, and the extent to which, the performance conditions have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021.
b) the deferred awards will, subject to the satisfaction of the performance conditions, normally vest on 30 September 2024.
c) both the annual awards and the deferred awards will be subject to a holding period which expires on 30 September 2025, and will, ordinarily, remain exercisable until the day before the tenth anniversary of the date of grant.
In the case of the Senior Managers, Fergus Lyons, Charles Galbraith, Roger Stott, Louis Petherick, Bruce Robinson and Mo Tagari:
a) the annual awards will normally vest once it has been determined if, and the extent to which, the performance conditions have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021.
b) the deferred awards will, subject to the satisfaction of the performance conditions, normally vest on 30 September 2023.
c) both the annual awards and the deferred awards will, ordinarily, remain exercisable until the day before the tenth anniversary of the date of grant.
(2) It has been notified of the following transactions on 10 December 2020 (Transactions):
a) Those PDMRS who are named in column (1) of the below table exercised nominal cost options under the Company's Executive Incentive Plan (EIP) on 10 December 2020 to acquire the number of Ordinary Shares set alongside their respective names in column (2) of the below table and, where indicated in column (3) of that table, then sold some of those Ordinary Shares on 10 December 2020 at a price of £4.28 per Ordinary Share to pay associated income tax and national insurance contribution liabilities.
| (1) | (2) | (3) |
| PDMR | Number of Ordinary Shares acquired | Number of Ordinary Shares sold |
| Fergus Lyons | 16,906 | 0 |
| Charles Galbraith | 18,636 | 8,759 |
| Louis Petherick | 6,306 | 2,964 |
| Roger Stott | 9,346 | 4,393 |
| Mo Tagari | 14,670 | 6,895 |
b) Following completion of the Transactions, each of the PDMRs named in column (1) of the below table is interested in the number of Ordinary Shares in the Company and percentage of the Company's issued share capital set alongside their respective names in columns (2) and (3) of the below table.
| (1) | (2) | (3) |
| PDMR | Number of shares in which interested | % of issued share capital |
| Fergus Lyons | 17,502,016 | 4.267 |
| Charles Galbraith | 2,025,580 | 0.494 |
| Louis Petherick | 168,448 | 0.041 |
| Roger Stott | 454,220 | 0.111 |
| Mo Tagari | 23,791 | 0.006 |
For further information, please contact:
AJ Bell plc
Bruce Robinson, Company Secretary +44 (0) 780 234 4859
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1.
Details of the person discharging managerial responsibilities/ person closely associated
a)
Name
Andrew Bell
2.
Reason for the notification
a)
Position/status
Chief Executive Officer/PDMR
b)
Initial notification/ Amendment
This is an initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
LEI
213800VNKA7DPWXWJJ36
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of £0.000125 each
Identification code
ISIN: GB00BFZNLB60
b)
Nature of the transaction
1. Grant of an Annual Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the Award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021; and
2. Grant of a Deferred Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the Award have been satisfied, on 30 September 2024.
c)
Price(s) and volume(s)
| Type of award | Price(s) | Volume(s) |
| Annual award | £0.000125 | 83,252 |
| Deferred award | £0.000125 | 124,878 |
d)
Aggregated information
Aggregated volume
price
Not applicable single transaction
e)
Date of the transaction
10 December 2020
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1.
Details of the person discharging managerial responsibilities/ person closely associated
a)
Name
Michael Summersgill
2.
Reason for the notification
a)
Position/status
Chief Financial Officer/PDMR
b)
Initial notification/ Amendment
This is an initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
LEI
213800VNKA7DPWXWJJ36
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of £0.000125 each
Identification code
ISIN: GB00BFZNLB60
b)
Nature of the transaction
1. Grant of an Annual Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the Award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021; and
2. Grant of a Deferred Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the Award have been satisfied, on 30 September 2024.
c)
Price(s) and volume(s)
| Type of award | Price(s) | Volume(s) |
| Annual award | £0.000125 | 31,176 |
| Deferred award | £0.000125 | 46,763 |
d)
Aggregated information
Aggregated volume
Price
Not applicable single transaction
e)
Date of the transaction
10 December 2020
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
1.
Details of the person discharging managerial responsibilities/ person closely associated
a)
Name
Fergus Lyons
2.
Reason for the notification
a)
Position/status
AJ Bell Investcentre Managing Director/PDMR
b)
Initial notification/ Amendment
This is an initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
LEI
213800VNKA7DPWXWJJ36
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of £0.000125 each
Identification code
ISIN: GB00BFZNLB60
b)
Nature of the transaction
1. Grant of an Annual Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the Award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021; and
2. Grant of a Deferred Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the Award have been satisfied, on 30 September 2023.
c)
Price(s) and volume(s)
| Type of award | Price(s) | Volume(s) |
| Annual award | £0.000125 | 22,105 |
| Deferred award | £0.000125 | 14,737 |
d)
Aggregated information
Aggregated volume
Price
Not applicable single transaction
e)
Date of the transaction
10 December 2020
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1.
Details of the person discharging managerial responsibilities/ person closely associated
a)
Name
Charles Galbraith
2.
Reason for the notification
a)
Position/status
AJ Bell Youinvest Managing Director/PDMR
b)
Initial notification/ Amendment
This is an initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
LEI
213800VNKA7DPWXWJJ36
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of £0.000125 each
Identification code
ISIN: GB00BFZNLB60
b)
Nature of the transaction
1. Grant of an Annual Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the Award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021; and
2. Grant of a Deferred Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the Award have been satisfied, on 30 September 2023.
c)
Price(s) and volume(s)
| Type of award | Price(s) | Volume(s) |
| Annual award | £0.000125 | 20,915 |
| Deferred award | £0.000125 | 13,943 |
d)
Aggregated information
Aggregated volume
Price
Not applicable single transaction
e)
Date of the transaction
10 December 2020
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
1.
Details of the person discharging managerial responsibilities/ person closely associated
a)
Name
Roger Stott
2.
Reason for the notification
a)
Position/status
Group Finance Director/PDMR
b)
Initial notification/ Amendment
This is an initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
LEI
213800VNKA7DPWXWJJ36
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of £0.000125 each
Identification code
ISIN: GB00BFZNLB60
b)
Nature of the transaction
1. Grant of an Annual Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the Award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021; and
2. Grant of a Deferred Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the Award have been satisfied, on 30 September 2023.
c)
Price(s) and volume(s)
| Type of award | Price(s) | Volume(s) |
| Annual award | £0.000125 | 11,072 |
| Deferred award | £0.000125 | 7,382 |
d)
Aggregated information
Aggregated volume
Price
Not applicable single transaction
e)
Date of the transaction
10 December 2020
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
1.
Details of the person discharging managerial responsibilities/ person closely associated
a)
Name
Louis Petherick
2.
Reason for the notification
a)
Position/status
Chief Risk Officer/PDMR
b)
Initial notification/ Amendment
This is an initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
LEI
213800VNKA7DPWXWJJ36
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of £0.000125 each
Identification code
ISIN: GB00BFZNLB60
b)
Nature of the transaction
1. Grant of an Annual Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the Award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021; and
2. Grant of a Deferred Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the Award have been satisfied, on 30 September 2023.
c)
Price(s) and volume(s)
| Type of award | Price(s) | Volume(s) |
| Annual award | £0.000125 | 7,408 |
| Deferred award | £0.000125 | 4,938 |
d)
Aggregated information
Aggregated volume
Price
Not applicable single transaction
e)
Date of the transaction
10 December 2020
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
1.
Details of the person discharging managerial responsibilities/ person closely associated
a)
Name
Bruce Robinson
2.
Reason for the notification
a)
Position/status
Group Legal Services Director and Company Secretary/PDMR
b)
Initial notification/ Amendment
This is an initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
LEI
213800VNKA7DPWXWJJ36
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of £0.000125 each
Identification code
ISIN: GB00BFZNLB60
b)
Nature of the transaction
1. Grant of an Annual Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the Award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021; and
2. Grant of a Deferred Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the Award have been satisfied, on 30 September 2023.
c)
Price(s) and volume(s)
| Type of award | Price(s) | Volume(s) |
| Annual award | £0.000125 | 5,101 |
| Deferred award | £0.000125 | 3,401 |
d)
Aggregated information
Aggregated volume
Price
Not applicable single transaction
e)
Date of the transaction
10 December 2020
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
1.
Details of the person discharging managerial responsibilities/ person closely associated
a)
Name
Mohamed Tagari
2.
Reason for the notification
a)
Position/status
Chief Technology Officer/PDMR
b)
Initial notification/ Amendment
This is an initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
LEI
213800VNKA7DPWXWJJ36
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of £0.000125 each
Identification code
ISIN: GB00BFZNLB60
b)
Nature of the transaction
1. Grant of an Annual Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the Award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2021; and
2. Grant of a Deferred Award under the Executive Incentive Plan. The Award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the Award have been satisfied, on 30 September 2023.
c)
Price(s) and volume(s)
| Type of award | Price(s) | Volume(s) |
| Annual award | £0.000125 | 20,737 |
| Deferred award | £0.000125 | 13,825 |
d)
Aggregated information
Aggregated volume
Price
Not applicable single transaction
e)
Date of the transaction
10 December 2020
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Fergus Lyons | |
| 2 | Reason for the notification | ||
| a) | Position/status | Managing Director, AJ Bell Investcentre | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | AJ Bell plc | |
| b) | Legal Entity Identifier | 213800VNKA7DPWXWJJ36 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each GB00BFZNLB60 |
|
| b) | Nature of the transaction | Exercise of EIP Options | |
| c) | Currency | GBP | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £0.000125 | 16,906 | ||
| e) | Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction | |
| f) | Date of the transaction | 10 December 2020 | |
| g) | Place of the transaction | Outside a trading venue |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Charles Galbraith | |
| 2 | Reason for the notification | ||
| a) | Position/status | Managing Director, AJ Bell Youinvest/PDMR | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | AJ Bell plc | |
| b) | Legal Entity Identifier | 213800VNKA7DPWXWJJ36 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each GB00BFZNLB60 |
|
| b) | Nature of the transaction | Exercise of EIP Options | |
| c) | Currency | GBP | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £0.000125 | 18,636 | ||
| e) | Aggregated information - Aggregated volume - Aggregated Price |
N/A single transaction | |
| f) | Date of the transaction | 10 December 2020 | |
| g) | Place of the transaction | Outside a trading venue |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Louis Petherick | |
| 2 | Reason for the notification | ||
| a) | Position/status | Chief Risk Officer/PDMR | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | AJ Bell plc | |
| b) | Legal Entity Identifier | 213800VNKA7DPWXWJJ36 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each GB00BFZNLB60 |
|
| b) | Nature of the transaction | Exercise of EIP Options | |
| c) | Currency | GBP | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £0.000125 | 6,306 | ||
| e) | Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction | |
| f) | Date of the transaction | 10 December 2020 | |
| g) | Place of the transaction | Outside a trading venue |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Roger Stott | |
| 2 | Reason for the notification | ||
| a) | Position/status | Group Finance Director/PDMR | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | AJ Bell plc | |
| b) | Legal Entity Identifier | 213800VNKA7DPWXWJJ36 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each GB00BFZNLB60 |
|
| b) | Nature of the transaction | Exercise of EIP Options | |
| c) | Currency | GBP | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £0.000125 | 9,346 | ||
| e) | Aggregated information - Aggregated volume - Aggregated Price |
N/A single transaction | |
| f) | Date of the transaction | 10 December 2020 | |
| g) | Place of the transaction | Outside a trading venue |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Mohamed Tagari | |
| 2 | Reason for the notification | ||
| a) | Position/status | Chief Technology Officer/PDMR | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | AJ Bell plc | |
| b) | Legal Entity Identifier | 213800VNKA7DPWXWJJ36 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each GB00BFZNLB60 |
|
| b) | Nature of the transaction | Exercise of EIP Options | |
| c) | Currency | GBP | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £0.000125 | 14,670 | ||
| e) | Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction | |
| f) | Date of the transaction | 10 December 2020 | |
| g) | Place of the transaction | Outside a trading venue |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Charles Galbraith | |
| 2 | Reason for the notification | ||
| a) | Position/status | Managing Director, AJ Bell Youinvest/PDMR | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | AJ Bell plc | |
| b) | Legal Entity Identifier | 213800VNKA7DPWXWJJ36 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each GB00BFZNLB60 |
|
| b) | Nature of the transaction | Sale of Ordinary Shares | |
| c) | Currency | GBP | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £4.28 | 8,759 | ||
| e) | Aggregated information - Aggregated volume - Aggregated Price |
N/A single transaction | |
| f) | Date of the transaction | 10 December 2020 | |
| g) | Place of the transaction | London Stock Exchange |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Louis Petherick | |
| 2 | Reason for the notification | ||
| a) | Position/status | Chief Risk Officer/PDMR | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | AJ Bell plc | |
| b) | Legal Entity Identifier | 213800VNKA7DPWXWJJ36 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each GB00BFZNLB60 |
|
| b) | Nature of the transaction | Sale of Ordinary Shares | |
| c) | Currency | GBP | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £4.28 | 2,964 | ||
| e) | Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction | |
| f) | Date of the transaction | 10 December 2020 | |
| g) | Place of the transaction | London Stock Exchange |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Roger Stott | |
| 2 | Reason for the notification | ||
| a) | Position/status | Group Finance Director/PDMR | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | AJ Bell plc | |
| b) | Legal Entity Identifier | 213800VNKA7DPWXWJJ36 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each GB00BFZNLB60 |
|
| b) | Nature of the transaction | Sale of Ordinary Shares | |
| c) | Currency | GBP | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £4.28 | 4,393 | ||
| e) | Aggregated information - Aggregated volume - Aggregated Price |
N/A single transaction | |
| f) | Date of the transaction | 10 December 2020 | |
| g) | Place of the transaction | London Stock Exchange |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Mohamed Tagari | |
| 2 | Reason for the notification | ||
| a) | Position/status | Chief Technology Officer/PDMR | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | AJ Bell plc | |
| b) | Legal Entity Identifier | 213800VNKA7DPWXWJJ36 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each GB00BFZNLB60 |
|
| b) | Nature of the transaction | Sale of shares | |
| c) | Currency | GBP | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £4.28 | 6,895 | ||
| e) | Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction | |
| f) | Date of the transaction | 10 December 2020 | |
| g) | Place of the transaction | London Stock Exchange |
Name of officer of issuer responsible for making notification: Bruce Robinson (Company Secretary)
Date of notification: 11 December 2020
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