AIXTRON SE

News Details

Voting Rights Announcements | 11 July 2018 09:34

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

AIXTRON SE

11.07.2018 / 09:34

Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.

The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuerAIXTRON SE

Dornkaulstraße 2

52134 Herzogenrath

Germany

2. Reason for notification


X	Acquisition/disposal of shares with voting rights
	Acquisition/disposal of instruments
	Change of breakdown of voting rights
	Other reason:

3. Details of person subject to the notification obligation


Name:	City and country of registered office:
Citigroup Inc.	Wilmington, Delaware United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

N/A

5. Date on which threshold was crossed or reached:03 Jul 2018

6. Total positions


	% of voting rights attached to shares (total of 7.a.)	% of voting rights through instruments (total of 7.b.1 + 7.b.2)	total of both in % (7.a. + 7.b.)	total number of voting rights of issuer
Resulting situation	3.43 %	2.25 %	5.68 %	112924730
Previous notification	N/A %	N/A %	N/A %	/

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG


Type of instrument	Expiration or maturity date	Exercise or conversion period	Voting rights absolute	Voting rights in %
Shares on Loan (right to recall)			2214944	1.96 %
		Total	2214944	1.96 %

b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG


Type of instrument	Expiration or maturity date	Exercise or conversion period	Cash or physical settlement	Voting rights absolute	Voting rights in %
OTC Swap	02-Jul-19		Cash	324730	0.29 %
Warrants	17-Sep-18 – 16-Dec-19		Cash	6106	0.01 %
			Total	330836	0.29 %

8. Information in relation to the person subject to the notification obligation


	Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X	Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:


Name	% of voting rights (if at least held 3% or more)	% of voting rights through instruments (if at least held 5% or more)	Total of both (if at least held 5% or more)
Citigroup Inc.	%	%	%
Citigroup Global Markets Holdings Inc.	%	%	%
Citigroup Financial Products Inc.	%	%	%
Citigroup Global Markets Holdings Bahamas Limited	%	%	%
Citigroup Global Markets Limited	%	%	%
Citigroup Global Markets Europe AG	%	%	%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG


Date of general meeting:
Holding position after general meeting:	% (equals voting rights)

10. Other explanatory remarks:

11.07.2018 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.

Archive at www.dgap.de



End of News	DGAP News Service

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