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AIRGAIN INC — Director's Dealing 2021
Feb 25, 2021
34579_dirs_2021-02-24_8738089a-1d16-4d8a-8c5f-333f214fde4d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AIRGAIN INC (AIRG)
CIK: 0001272842
Period of Report: 2021-02-23
Reporting Person: Thill Kevin (Sr. VP, Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-23 | Common Stock | M | 10000 | $14.89 | Acquired | 69499 | Direct |
| 2021-02-23 | Common Stock | M | 4500 | $13.43 | Acquired | 73999 | Direct |
| 2021-02-23 | Common Stock | M | 21500 | $13.43 | Acquired | 95499 | Direct |
| 2021-02-23 | Common Stock | M | 15416 | $10.94 | Acquired | 110915 | Direct |
| 2021-02-23 | Common Stock | M | 13020 | $11.46 | Acquired | 123935 | Direct |
| 2021-02-23 | Common Stock | S | 5100 | $22.0747 | Disposed | 118835 | Direct |
| 2021-02-23 | Common Stock | S | 43428 | $23.3502 | Disposed | 75407 | Direct |
| 2021-02-23 | Common Stock | S | 15908 | $23.7656 | Disposed | 59499 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-23 | Stock Option (Right to Buy) | $14.89 | M | 10000 | Disposed | 2027-04-30 | Common Stock (10000) | Direct |
| 2021-02-23 | Stock Option (Right to Buy) | $13.43 | M | 4500 | Disposed | 2027-07-18 | Common Stock (4500) | Direct |
| 2021-02-23 | Stock Option (Right to Buy) | $13.43 | M | 21500 | Disposed | 2027-07-18 | Common Stock (21500) | Direct |
| 2021-02-23 | Stock Option (Right to Buy) | $10.94 | M | 15416 | Disposed | 2028-01-18 | Common Stock (15416) | Direct |
| 2021-02-23 | Stock Option (Right to Buy) | $11.46 | M | 13020 | Disposed | 2029-01-15 | Common Stock (13020) | Direct |
Footnotes
F1: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $21.56 to $22.54. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $22.59 to $23.585. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $23.59 to $24.47. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: Includes 57,623 restricted stock units.
F5: The option is fully vested.
F6: The option is exercisable as it vests. 25% of the shares subject to the option vested on January 19, 2019, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
F7: The option is exercisable as it vests. 25% of the shares subject to the option vested on January 1, 2020, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date.