AIRGAIN INC — Director's Dealing 2019

Mar 16, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AIRGAIN INC (AIRG)
CIK: 0001272842
Period of Report: 2019-03-15

Reporting Person: SIMS JAMES K (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-15	Common Stock	J	1030935	$0.00	Disposed	17493	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	312318	Direct

Footnotes

F1: Represents a pro rata distribution in-kind to the limited partners of GEN3 Capital I, LP ("GEN3 Capital") for no value.

F2: Represents 12,529 shares of common stock held by GEN3 Capital and 4,964 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and James K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

F4: Includes 63,398 shares acquired on March 15, 2019 in a pro rata distribution in-kind to the limited partners of GEN3 Capital for no value, which acquisition was exempt under Rule 16a-9.