AI assistant
AIRGAIN INC — Director's Dealing 2019
May 16, 2019
34579_dirs_2019-05-15_a3d1ce48-6837-4431-bc96-a7995a809288.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AIRGAIN INC (AIRG)
CIK: 0001272842
Period of Report: 2019-05-13
Reporting Person: SUEN JACOB (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-13 | Common Stock | M | 60 | $2.00 | Acquired | 45630 | Direct |
| 2019-05-13 | Common Stock | S | 60 | $15.03 | Disposed | 45570 | Direct |
| 2019-05-14 | Common Stock | M | 2287 | $2.00 | Acquired | 47857 | Direct |
| 2019-05-14 | Common Stock | M | 653 | $1.90 | Acquired | 48510 | Direct |
| 2019-05-14 | Common Stock | S | 2940 | $15.00 | Disposed | 45570 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-13 | Stock Option (Right to Buy) | $2.00 | M | 60 | Disposed | 2025-03-17 | Common Stock (60) | Direct |
| 2019-05-14 | Stock Option (Right to Buy) | $2.00 | M | 2287 | Disposed | 2025-03-17 | Common Stock (2287) | Direct |
| 2019-05-14 | Stock Option (Right to Buy) | $1.90 | M | 653 | Disposed | 2026-05-23 | Common Stock (653) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The option is fully vested.
F3: The option is exercisable as it vests. 25% of the shares subject to the option vested on May 24, 2017, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement.