AIRGAIN INC — Director's Dealing 2019

Jul 18, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AIRGAIN INC (AIRG)
CIK: 0001272842
Period of Report: 2019-06-10

Reporting Person: SIMS JAMES K (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-06-10	Common Stock	S	4476	$14.00	Disposed	13017	Indirect
2019-06-12	Common Stock	S	5488	$14.00	Disposed	7529	Indirect
2019-07-15	Common Stock	S	12500	$14.3673	Disposed	299818	Direct

Footnotes

F1: Represents 10,291 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 2,726 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F2: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and James K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.

F3: Represents 7,529 shares of common stock held by GEN3 Capital.

F4: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $14.28 to $14.54. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F6: Includes 20,326 restricted stock units.