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AIRGAIN INC — Director's Dealing 2017
Mar 8, 2017
34579_dirs_2017-03-07_8f3f60f4-68a9-4318-b936-8c302a2c3b07.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AIRGAIN INC (AIRG)
CIK: 0001272842
Period of Report: 2017-03-03
Reporting Person: Kordyback Frances (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-03 | Common Stock | J | 2000 | $0.00 | Disposed | 0 | Direct |
| 2017-03-06 | Common Stock | M | 6000 | $2.30 | Acquired | 6000 | Direct |
| 2017-03-06 | Common Stock | M | 3000 | $3.10 | Acquired | 9000 | Direct |
| 2017-03-06 | Common Stock | M | 38878 | $1.60 | Acquired | 47878 | Direct |
| 2017-03-06 | Common Stock | M | 4000 | $2.20 | Acquired | 51878 | Direct |
| 2017-03-06 | Common Stock | M | 10070 | $1.90 | Acquired | 61948 | Direct |
| 2017-03-06 | Common Stock | M | 8000 | $2.60 | Acquired | 69948 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-06 | Stock Option (Right to Buy) | $2.30 | M | 6000 | Disposed | 2023-06-12 | Common Stock (6000) | Direct |
| 2017-03-06 | Stock Option (Right to Buy) | $3.10 | M | 3000 | Disposed | 2024-05-13 | Common Stock (3000) | Direct |
| 2017-03-06 | Stock Option (Right to Buy) | $1.60 | M | 38878 | Disposed | 2025-06-11 | Common Stock (38878) | Direct |
| 2017-03-06 | Stock Option (Right to Buy) | $2.20 | M | 2000 | Disposed | 2017-05-07 | Common Stock (2000) | Direct |
| 2017-03-06 | Stock Option (Right to Buy) | $1.90 | M | 10070 | Disposed | 2026-05-24 | Common Stock (10070) | Direct |
| 2017-03-06 | Stock Option (Right to Buy) | $2.20 | M | 2000 | Disposed | 2017-12-10 | Common Stock (2000) | Direct |
| 2017-03-06 | Stock Option (Right to Buy) | $2.60 | M | 2000 | Disposed | 2019-03-17 | Common Stock (2000) | Direct |
| 2017-03-06 | Stock Option (Right to Buy) | $2.60 | M | 2000 | Disposed | 2019-12-03 | Common Stock (2000) | Direct |
| 2017-03-06 | Stock Option (Right to Buy) | $2.60 | M | 4000 | Disposed | 2011-01-18 | Common Stock (4000) | Direct |
Footnotes
F1: Represents a disposition of shares for no value by the Reporting Person to Northwater Intellectual Property Fund L.P. 1. Ms. Kordyback previously served as Managing Director of Northwater Capital Management Inc., a corporation formed under the laws of the Province Ontario, which is the manager of Northwater Intellectual Property Fund L.P. 1.
F2: The option is fully vested.
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