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AIRGAIN INC Director's Dealing 2017

Dec 23, 2017

34579_dirs_2017-12-22_3fa5e605-f7e6-4f20-9903-06663d9394ac.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AIRGAIN INC (AIRG)
CIK: 0001272842
Period of Report: 2017-12-11

Reporting Person: SIMS JAMES K (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-11 Common Stock S 8023 $9.3446 Disposed 1062748 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 224594 Direct

Footnotes

F1: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.31 to $9.35. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2: Following the transaction reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 19,284 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and James K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.