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AIRGAIN INC — Director's Dealing 2016
Aug 12, 2016
34579_dirs_2016-08-11_bd06cc10-a4c5-4c28-9874-eb1177d78fe5.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AIRGAIN INC (AIRG)
CIK: 0001272842
Period of Report: 2016-08-11
Reporting Person: Toscanini Arthur M. (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2930 | Direct |
| Common Stock | 166358 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Common Stock (27826) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (82416) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (39697) | Indirect | ||
| Series D Preferred Stock | $ | Common Stock (25537) | Direct | ||
| Series D Preferred Stock | $ | Common Stock (12309) | Indirect | ||
| Series E Preferred Stock | $ | Common Stock (9360) | Direct | ||
| Series F Preferred Stock | $ | Common Stock (3846) | Direct | ||
| Series G Preferred Stock | $ | Common Stock (8322) | Direct | ||
| Stock Option (Right to Buy) | $2.20 | 2017-01-24 | Common Stock (2000) | Direct | |
| Stock Option (Right to Buy) | $2.20 | 2017-12-10 | Common Stock (2000) | Direct | |
| Stock Option (Right to Buy) | $2.60 | 2019-03-17 | Common Stock (2000) | Direct | |
| Stock Option (Right to Buy) | $2.60 | 2019-12-03 | Common Stock (2000) | Direct | |
| Stock Option (Right to Buy) | $2.60 | 2021-01-18 | Common Stock (2000) | Direct | |
| Stock Option (Right to Buy) | $2.30 | 2023-06-12 | Common Stock (4000) | Direct | |
| Stock Option (Right to Buy) | $3.10 | 2024-05-12 | Common Stock (2000) | Direct | |
| Stock Option (Right to Buy) | $1.60 | 2025-06-11 | Common Stock (30347) | Direct | |
| Stock Option (Right to Buy) | $1.90 | 2016-05-24 | Common Stock (7832) | Direct | |
| Dividend Right | $ | Common Stock (40075) | Direct | ||
| Dividend Right | $ | Common Stock (33972) | Indirect |
Footnotes
F1: Represents shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners"). Mr. Toscanini may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Mr. Toscanini disclaims such beneficial ownership extent to the extent of his pecuniary interest therein.
F2: The preferred stock is convertible at any time, at the holder's election and has no expiration date. The preferred stock will automatically convert into common stock upon the closing of the Issuer's initial public offering.
F3: The option is fully vested.
F4: The dividend rights are payable in cash or shares of common stock at the Issuer's election immediately upon the closing of the Issuer's initial public offering.