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AIRGAIN INC Director's Dealing 2016

Dec 17, 2016

34579_dirs_2016-12-16_ec37dd66-f271-4d25-98f8-bc7c5564199b.zip

Director's Dealing

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SEC Form 3/A — Form 3/A

Issuer: AIRGAIN INC (AIRG)
CIK: 0001272842
Period of Report: 2016-08-11

Reporting Person: SIMS JAMES K (Director, 10% Owner)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Dividend Right $ Common Stock (59526) Direct
Dividend Right $ Common Stock (353811) Indirect

Footnotes

F1: The dividend rights are payable in cash or shares of common stock at the Issuer's election immediately upon the closing of the Issuer's initial public offering.

F2: This amendment is being filed to correct calculation errors with respect to the number of shares of common stock underlying the dividend rights reported on the Reporting Person's original Form 3.

F3: The general partner of GEN3 Capital I, LP ("GEN3 Capital") is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares of common stock held by GEN3 Capital. Mr. Sims disclaims such beneficial ownership except to the extent of his pecuniary interest therein.