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AIRGAIN INC Director's Dealing 2016

Dec 17, 2016

34579_dirs_2016-12-16_b1815999-303b-44cf-bde0-e79741b24a1f.zip

Director's Dealing

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SEC Form 3/A — Form 3/A

Issuer: AIRGAIN INC (AIRG)
CIK: 0001272842
Period of Report: 2016-08-11

Reporting Person: GEN3 Capital Partners, LLC (10% Owner)
Reporting Person: GEN3 Capital I L P (10% Owner)
Reporting Person: GEN 3 PARTNERS INC (10% Owner)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Dividend Right $ Common Stock (353811) Indirect

Footnotes

F1: The dividend rights are payable in cash or shares of common stock at the Issuer's election immediately upon the closing of the Issuer's initial public offering.

F2: This amendment is being filed to correct a calculation error with respect to the number of shares of common stock underlying the dividend right reported on the Reporting Persons' original Form 3.

F3: The general partner of GEN3 Capital I, LP ("GEN3 Capital") is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the securities held by GEN3 Capital. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.