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AIR T INC — Director's Dealing 2023
Apr 26, 2023
34421_dirs_2023-04-26_7800876e-aa72-4449-8552-e323bd9c227d.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AIR T INC (AIRT)
CIK: 0000353184
Period of Report: 2022-08-26
Reporting Person: Swenson Nicholas John (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-26 | Common Stock | M | 3750 | $5.75 | Acquired | 62920 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-26 | Common Stock | $5.75 | M | 3750 | Disposed | 2022-08-30 | Common Stock (3750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 972584 | Indirect |
| Common Stock | 94938 | Indirect |
| Common Stock | 53301 | Indirect |
| Common Stock | 169806 | Indirect |
Footnotes
F1: This amendment is being filed to correct the balance held by AO Partners I, LP. On the Form 4 filed August 30, 2022, the balance omitted prior purchases that were previously reported on a Form 4 filed on February 16, 2022.
F2: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: The reported securities are owned directly by Glenhurst Co., a Minnesota corporation, wholly owned by Nicholas J. Swenson.
F4: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F5: The reported securities are owned directly by Groveland DST, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland DST, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.