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AIR T INC — Director's Dealing 2020
Mar 24, 2020
34421_dirs_2020-03-24_afad1b86-0b39-4e34-9954-29160aee792d.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AIR T INC (AIRT)
CIK: 0000353184
Period of Report: 2020-03-23
Reporting Person: Swenson Nicholas John (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-23 | Common Stock | P | 2862 | $11.95 | Acquired | 883557 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 94938 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock | $8.62 | 2022-08-30 | Common Stock (2500) | 2500 | Direct |
Footnotes
F1: This Amended Form 4 is being filed to correct the purchase transaction reported on a Form 4 filed on March 23, 2020. The purchase of shares was incorrectly reported as having been purchased by Glenhurst Co.. The purchase was made by AO Partners I, LP.
F2: The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: The reported securities are owned directly by Glenhurst Co., a Minnesota corporation, wholly owned by Nicholas J. Swenson.