AI assistant
AIR T INC — Director's Dealing 2018
Dec 21, 2018
34421_dirs_2018-12-21_6ea88ac7-2247-4fcd-99e8-b03a4dbaf922.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AIR T INC (AIRT)
CIK: 0000353184
Period of Report: 2018-12-19
Reporting Person: Swenson Nicholas John (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-19 | Common Stock | P | 222 | $28.73 | Acquired | 33177 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $8.62 | 2022-08-30 | Common Stock (2500) | 2500 | Direct |
Footnotes
F1: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.