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AIR T INC — Director's Dealing 2012
Sep 4, 2012
34421_dirs_2012-09-04_289948a6-a749-4928-b865-6de98aae2ccb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AIR T INC (AIRT)
CIK: 0000353184
Period of Report: 2012-08-28
Reporting Person: AO Partners I, LP (Director, 10% Owner)
Reporting Person: AO Partners LLC (10% Owner)
Reporting Person: Swenson Nicholas John (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-28 | Common Stock | L | 1 | $8.50 | Acquired | 324834 | Direct |
| 2012-08-29 | Common Stock | L | 300 | $8.60 | Acquired | 325134 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-30 | Stock Option | $8.62 | A | 2500 | Acquired | 2022-08-30 | Common Stock (2500) | Direct |
Footnotes
F1: The reported securities are owned directly by AO Partners I, L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I, L.P. and Nicholas J. Swenson, as Managing Member of AO Partners, LLC. AO Partners, LLC and Nicholas J. Swenson disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
F2: The reported securities are owned directly by Nicholas J. Swenson, as a Director of the Issuer.