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AIR LEASE CORP — Director's Dealing 2017
Jun 14, 2017
30807_dirs_2017-06-14_70213938-e7ce-43b9-875a-1c8d8792f5d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AIR LEASE CORP (AL)
CIK: 0001487712
Period of Report: 2017-06-12
Reporting Person: Levy Grant A (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-12 | Air Leaee Corporation- Class A Common Stock | M | 40000 | $20 | Acquired | 210824 | Direct |
| 2017-06-12 | Air Lease Corporation - Class A Common Stock | F | 9146 | $38.00 | Disposed | 201678 | Direct |
| 2017-06-13 | Air Lease Corporation - Class A Common Stock | S | 27854 | $38.1605 | Disposed | 173824 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-12 | Employee Stock Option (Right to Buy) | $20. | M | 40000 | Acquired | 2020-07-14 | Class A Common Stock (40000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Air Lease Corporation -Class A Common Stock | 500 | Indirect |
| Air Lease Corporation - Class A Common Stock | 500 | Indirect |
| Air Lease Corporation - Class A Common Stock | 500 | Indirect |
Footnotes
F1: $38.1605 is the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.52. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.
F2: These shares are owned by one of the reporting person's sons. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
F3: Employee stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan, which vested in three equal annual installments beginning on June 30, 2011.