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AIR LEASE CORP — Director's Dealing 2017
Aug 9, 2017
30807_dirs_2017-08-09_68ca4f9d-72f7-4f6d-b773-21a75c5c67cc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AIR LEASE CORP (AL)
CIK: 0001487712
Period of Report: 2017-08-09
Reporting Person: Plueger John L (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-09 | Air Lease Corporation- Class A Common Stock | M | 15000 | $20 | Acquired | 757310 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-09 | Employee Stock Option (Right to Buy) | $20 | M | 15000 | Disposed | 2020-06-04 | Class A Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Air Lease Corporation - Class A Common Stock | 500 | Indirect |
| Air Lease Corporation - Class A Common Stock | 500 | Indirect |
Footnotes
F1: These shares are owned by one of the reporting person's sons. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
F2: Employee stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan which vested in three equal annual installments beginning June 4, 2011.