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AIR INDUSTRIES GROUP

Major Shareholding Notification Oct 22, 2021

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SC 13D/A 1 ea149264-13da5rich_airindus.htm AMENDMENT NO. 5 TO SCHEDULE 13D

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

§ 240.13d-2(a)

(Amendment No. 5)*

Air Industries Group

(Name of Issuer)

Common Stock, par value $0.001

(Title of Class of Securities)

00912N205

(CUSIP Number)

DAVID S. RICHMOND

RICHMOND BROTHERS, INC.

3568 Wildwood Avenue

Jackson, Michigan 49202

(517) 435-4040

GUY P. LANDER

CARTER LEDYARD & MILBURN LLP

2 WALL STREET, NEW YORK, NY 10005

212-732-3200

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

October 15, 2021

(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ☐.

  • The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes ).

(Continued on following pages)

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CUSIP No. 00912N205

1 NAME OF REPORTING PERSON Richmond Brothers, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
3 SEC USE ONLY
4 SOURCE OF FUNDS OO
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) OR 2(e) ☐
6 CITIZENSHIP OR PLACE OF ORGANIZATION MICHIGAN
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE VOTING POWER - 0 -
8 SHARED VOTING POWER - 0 -
9 SOLE DISPOSITIVE POWER - 0 -
10 SHARED DISPOSITIVE POWER 2,242,374*
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,242,374*
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.92%**
14 TYPE OF REPORTING PERSON IA, CO

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  • Includes 312,000 shares of Common Stock which may be acquired upon exercise of warrants.

** Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

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CUSIP No. 00912N205

1 NAME OF REPORTING PERSON RBI Private Investment II, LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
3 SEC USE ONLY
4 SOURCE OF FUNDS WC
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) OR 2(e) ☐
6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE VOTING POWER 15,333
8 SHARED VOTING POWER - 0 -
9 SOLE DISPOSITIVE POWER 15,333
10 SHARED DISPOSITIVE POWER - 0 -
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,333
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Less than 1%*
14 TYPE OF REPORTING PERSON OO

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  • Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

Field: Page; Sequence: 3; Value: 2

Field: Sequence; Type: Arabic; Name: PageNo 3 Field: /Sequence

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CUSIP No. 00912N205

1 NAME OF REPORTING PERSON RBI Private Investment III, LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
3 SEC USE ONLY
4 SOURCE OF FUNDS WC
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) OR 2(e) ☐
6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE VOTING POWER 825,059*
8 SHARED VOTING POWER - 0 -
9 SOLE DISPOSITIVE POWER 825,059*
10 SHARED DISPOSITIVE POWER - 0 -
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 825,059*
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.55 %**
14 TYPE OF REPORTING PERSON OO

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  • Includes 280,000 shares of Common Stock which may be acquired upon exercise of warrants.

** Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

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Field: Sequence; Type: Arabic; Name: PageNo 4 Field: /Sequence

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CUSIP No. 00912N205

1 NAME OF REPORTING PERSON RBI PI Manager, LLC*
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
3 SEC USE ONLY
4 SOURCE OF FUNDS AF
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) OR 2(e) ☐
6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE VOTING POWER 840,392**
8 SHARED VOTING POWER - 0 -
9 SOLE DISPOSITIVE POWER 840,392**
10 SHARED DISPOSITIVE POWER - 0 -
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 840,392**
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.60%***
14 TYPE OF REPORTING PERSON OO

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  • Includes the shares owned by RBI Private Investment II, LLC and RBI Private Investment III, LLC.

** Includes 280,000 Shares issuable upon the exercise of warrants.

*** Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

Field: Page; Sequence: 5; Value: 2

Field: Sequence; Type: Arabic; Name: PageNo 5 Field: /Sequence

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CUSIP No. 00912N205

1 NAME OF REPORTING PERSON Richmond Brothers 401(k) Profit Sharing Plan
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
3 SEC USE ONLY
4 SOURCE OF FUNDS WC
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) OR 2(e) ☐
6 CITIZENSHIP OR PLACE OF ORGANIZATION MICHIGAN
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE VOTING POWER 71,194
8 SHARED VOTING POWER - 0 -
9 SOLE DISPOSITIVE POWER 71,194
10 SHARED DISPOSITIVE POWER - 0 -
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 71,194
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Less than 1%*
14 TYPE OF REPORTING PERSON EP

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  • Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

Field: Page; Sequence: 6; Value: 2

Field: Sequence; Type: Arabic; Name: PageNo 6 Field: /Sequence

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CUSIP No. 00912N205

1 NAME OF REPORTING PERSON David S. Richmond
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
3 SEC USE ONLY
4 SOURCE OF FUNDS OO
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) OR 2(e) ☐
6 CITIZENSHIP OR PLACE OF ORGANIZATION USA
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE VOTING POWER 840,392 *
8 SHARED VOTING POWER 71,194
9 SOLE DISPOSITIVE POWER 840,392 *
10 SHARED DISPOSITIVE POWER 2,242,374 **
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,153,960 ***
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.74%****
14 TYPE OF REPORTING PERSON IN

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  • Includes 280,000 Shares issuable upon the exercise of warrants.

** Includes 312,000 Shares issuable upon the exercise of warrants.

*** Includes 592,000 Shares issuable upon the exercise of warrants.

**** Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

Field: Page; Sequence: 7; Value: 2

Field: Sequence; Type: Arabic; Name: PageNo 7 Field: /Sequence

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CUSIP No. 00912N205

1 NAME OF REPORTING PERSON Matthew J. Curfman
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
3 SEC USE ONLY
4 SOURCE OF FUNDS OO
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) OR 2(e) ☐
6 CITIZENSHIP OR PLACE OF ORGANIZATION USA
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE VOTING POWER 9,155
8 SHARED VOTING POWER 71,194
9 SOLE DISPOSITIVE POWER 9,155
10 SHARED DISPOSITIVE POWER 2,242,374 *
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,322,723 *
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.17% **
14 TYPE OF REPORTING PERSON IN

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  • Includes 312,000 Shares issuable upon the exercise of warrants.

** Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

Field: Page; Sequence: 8; Value: 2

Field: Sequence; Type: Arabic; Name: PageNo 8 Field: /Sequence

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CUSIP No. 00912N205

Item 1. Security and Issuer.

This Amendment No. 5 (this “Amendment No. 5”) to the Statement of Beneficial Ownership on Schedule 13D filed on June 25, 2018 (the “Statement”), as amended by Amendment No. 1 thereto filed on October 9, 2018 (“Amendment No. 1”), Amendment No. 2 thereto filed on March 31, 2020 (“Amendment No. 2”), Amendment No. 3 thereto filed on April 30, 2021 (“Amendment No. 3”) and Amendment No. 4 thereto filed on October 12, 2021 (“Amendment No. 4”) (each such amendment, an “Amendment”), relates to the Common Stock, par value $0.001 of Air Industries Group, a Nevada corporation (the “Issuer”). Capitalized terms used herein that are not otherwise defined shall have the respective meanings assigned thereto in the Statement and/or in Amendments No. 1 through 4.

This Amendment No. 5 is being filed by the Reporting Persons to report sales in the last 60 days.

The foregoing sales have decreased, in the aggregate, the number of shares of Common Stock (“Shares”) actually held and beneficially owned by the Reporting Persons relative to the number reported in Amendment No. 3 by greater than 1% of the outstanding shares of Common Stock of the Issuer.

Except as modified by the information provided in this Item 1, the information set forth in Item 1 of the Statement, as supplemented by the information that appeared in Item 1 of Amendments No. 1 through 4, is incorporated by reference herein in response to the disclosure requirements of Item 1 of Schedule 13D.

Item 2. Identity and Background

The information set forth in Item 2 of the Statement, as supplemented by the information that appeared in Item 2 of Amendments No. 1 through 4, is incorporated by reference herein in response to the disclosure requirements of Item 2 of Schedule 13D.

Item 3. Source and Amount of Funds or Other Consideration.

The information set forth in Item 3 of the Statement, as supplemented by the information that appeared in Item 3 of Amendments No. 1 through 4, is incorporated by reference herein in response to the disclosure requirements of Item 3 of Schedule 13D.

Item 4. Purpose of Transaction.

The information set forth in Item 4 of the Statement, as supplemented by the information that appeared in Item 4 of Amendments No. 1 through 4, is incorporated by reference herein in response to the disclosure requirements of Item 4 of Schedule 13D.

Item 5. Interest in Securities of the Issuer .

Items 5(a)-(c) are hereby amended and restated to read as follows:

The aggregate percentage of Shares reported owned by each person named herein is based upon 32,077,530 Shares outstanding as of July 30, 2021, which is the total number of Shares outstanding as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 5, 2021.

A. Richmond Brothers

(a) As of the date hereof, 2,242,374 Shares were beneficially owned by the Separately Managed Accounts. As the investment advisor to the Separately Managed Accounts, Richmond Brothers may be deemed the beneficial owner of the 2,242,374 Shares beneficially owned by the Separately Managed Accounts.

Percentage: Approximately 6.92%

(b) 1. Sole power to vote or direct vote: 0

  1. Shared power to vote or direct vote: 0

  2. Sole power to dispose or direct the disposition: 0

  3. Shared power to dispose or direct the disposition: : 2,242,374

Field: Page; Sequence: 9; Value: 2

Field: Sequence; Type: Arabic; Name: PageNo 9 Field: /Sequence

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CUSIP No. 00912N205

B. RBI PII

(a) As of the date hereof, RBI PII beneficially owned 15,333 Shares.

Percentage: Less than 1%

(b) 1. Sole power to vote or direct vote: 15,333

  1. Shared power to vote or direct vote: 0

  2. Sole power to dispose or direct the disposition: 15,333

  3. Shared power to dispose or direct the disposition: 0

C. RBI PIII

(a) As of the date hereof, RBI PIII beneficially owned 825,059 Shares issuable upon the exercise of warrants.

Percentage: Approximately 2.55%

(b) 1. Sole power to vote or direct vote: 825,059

  1. Shared power to vote or direct vote: 0

  2. Sole power to dispose or direct the disposition: 825,059

  3. Shared power to dispose or direct the disposition: 0

D. RBI PI Manager, LLC

(a) As the manager of RBI PII and RBI PIII, RBI Manager may be deemed the beneficial owner of the 840,392 Shares owned by RBI PII and RBI PIII together.

Percentage: Approximately 2.60%

(b) 1. Sole power to vote or direct vote: 840,392

  1. Shared power to vote or direct vote: 0

  2. Sole power to dispose or direct the disposition: 840,392

  3. Shared power to dispose or direct the disposition: 0

E. Richmond Brothers 401(k) Profit Sharing Plan

(a) As of the date hereof, the RBI Profit Sharing Plan beneficially owned 71,194 Shares.

Percentage: Less than 1%

(b) 1. Sole power to vote or direct vote: 71,194

  1. Shared power to vote or direct vote: 0

  2. Sole power to dispose or direct the disposition: 71,194

  3. Shared power to dispose or direct the disposition: 0

Field: Page; Sequence: 10; Value: 2

Field: Sequence; Type: Arabic; Name: PageNo 10 Field: /Sequence

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CUSIP No. 00912N205

F. Mr. David S. Richmond

(a) As the Chairman of Richmond Brothers, manager of RBI Manager and a trustee of the RBI Plan, Mr. Richmond may be deemed the beneficial owner of an aggregate amount of 3,153,960 Shares: the (i) 2,242,374 Shares beneficially owned by the Separately Managed Accounts, (ii) 840,392 Shares beneficially owned by RBI PII and PIII, and (iii) 71,194 Shares owned by the RBI Plan.

Percentage:Approximately 9.74%

(b) 1. Sole power to vote or direct vote: 840,392

  1. Shared power to vote or direct vote: 71,194

  2. Sole power to dispose or direct the disposition: 840,392

  3. Shared power to dispose or direct the disposition: 2,242,374

G. Mr. Curfman

(a) As of the date hereof, Mr. Curfman may be deemed the beneficial owner of an aggregate amount of a total of 2,322,723 Shares: he directly beneficially owned 9,155 Shares; and as the President of Richmond Brothers and a trustee of the RBI Plan, Mr. Curfman may be deemed the beneficial owner of: (i) 2,242,374 Shares beneficially owned by the Separately Managed Accounts and (ii) 71,194 Shares owned by the RBI Plan.

Percentage:Approximately 7.17%

(b) 1. Sole power to vote or direct vote: 9,155

  1. Shared power to vote or direct vote: 71,194

  2. Sole power to dispose or direct the disposition: 9,155

  3. Shared power to dispose or direct the disposition: 2,242,374

The filing of this Schedule 13D shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities of the Issuer reported herein that he or it does not directly own.

(c) The transactions in the securities of the Issuer by the Reporting Persons during the past sixty days are set forth in Schedule A and are incorporated herein by reference. Such transactions were effected in the open market.

(d) Not applicable.

(e) Not applicable.

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

The information set forth in Item 6 of the Statement, as supplemented by the information that appeared in Item 6 of Amendments No. 1 through 4, is incorporated by reference herein in response to the disclosure requirements of Item 6 of Schedule 13D.

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CUSIP No. 00912N205

SIGNATURES

After reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

Dated: October 22, 2021

Richmond Brothers, Inc. — By: /s/ David S. Richmond
Name: David S. Richmond
Title: Chairman
RBI Private Investment II, LLC
By: RBI PI Manager, LLC Manager
By: /s/ David S. Richmond
Name: David S. Richmond
Title: Manager
RBI Private Investment III, LLC
By: RBI PI Manager, LLC Manager
By: /s/ David S. Richmond
Name: David S. Richmond
Title: Manager
By: RBI PI Manager, LLC
By: /s/ David S. Richmond
Name: David S. Richmond
Title: Manager
By: Richmond Brothers 401(k) Profit Sharing Plan
By: /s/ David S. Richmond
Name: David S. Richmond
Title: Trustee
/s/ David S. Richmond
David S. Richmond
/s/ Matthew J. Curfman
Matthew J. Curfman

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SCHEDULE A

Transactions in the Securities of the Issuer During the Past Sixty Days

Action — Sell 1.29830 -7375 Trade Date — 08/11/2021
Sell 1.30000 -3924 08/11/2021
Sell 1.18090 -6683 08/17/2021
Sell 1.20000 -2265 08/18/2021
Sell 1.21000 -4992 08/19/2021
Sell 1.18500 -2149 08/19/2021
Sell 1.19000 -3872 08/19/2021
Sell 1.21000 -2819 08/19/2021
Sell 1.17000 -2436 08/20/2021
Sell 1.16010 -1913 08/20/2021
Sell 1.17000 -9561 08/23/2021
Sell 1.22210 -10000 08/27/2021
Sell 1.22000 -3603 08/27/2021
Sell 1.25000 -1333 08/27/2021
Sell 1.23050 -1975 08/27/2021
Sell 1.22000 -5594 08/30/2021
Sell 1.23000 -5324 08/30/2021
Sell 1.21490 -2850 08/30/2021
Sell 1.23900 -6243 08/30/2021
Sell 1.18040 -10000 08/31/2021
Sell 1.20670 -10000 08/31/2021
Sell 1.18200 -10000 08/31/2021
Sell 1.17730 -10000 08/31/2021
Sell 1.20050 -10000 08/31/2021
Sell 1.18000 -10000 08/31/2021
Sell 1.19730 -10000 08/31/2021
Sell 1.17000 -2506 08/31/2021
Sell 1.18370 -1921 09/01/2021
Sell 1.19000 -3494 09/08/2021
Sell 1.18220 -2002 09/08/2021
Sell 1.17870 -10744 09/08/2021
Sell 1.13000 -3131 09/15/2021
Sell 1.13000 -3538 09/15/2021
Sell 1.12370 -8416 09/16/2021
Sell 1.11000 -5601 09/16/2021
Sell 1.10000 -1116 09/16/2021
Sell 1.09900 -10000 09/16/2021
Sell 1.10010 -5150 09/16/2021
Sell 1.09170 -5242 09/17/2021
Sell 1.10280 -7298 09/17/2021
Sell 1.10180 -7100 09/17/2021
Sell 1.10110 -4909 09/17/2021

Field: Page; Sequence: 13; Value: 2

Field: Sequence; Type: Arabic; Name: PageNo 13 Field: /Sequence

Field: /Page

Action — Sell 1.09000 -2509 Trade Date — 09/17/2021
Sell 1.11000 -5800 09/17/2021
Sell 1.08390 -1986 09/17/2021
Sell 1.05000 -1646 09/20/2021
Sell 1.08000 -2076 09/20/2021
Sell 1.05270 -8756 09/21/2021
Sell 1.06000 -4386 09/22/2021
Sell 1.05990 -7584 09/22/2021
Sell 1.07000 -6221 09/22/2021
Sell 1.18020 -4466 09/27/2021
Sell 1.04300 -5518 10/04/2021
Sell 1.05000 -3592 10/04/2021
Sell 1.05500 -1709 10/04/2021
Sell .99350 -2906 10/05/2021
Sell 1.02300 -3082 10/07/2021
Sell 1.02000 -1766 10/12/2021
Sell 1.03120 -2263 10/12/2021
Sell 1.02500 -2263 10/13/2021
Sell 1.04690 -3666 10/14/2021
Sell 1.04130 -2572 10/14/2021
Sell 1.04020 -6431 10/14/2021
Sell 1.11960 -2430 10/15/2021
Sell 1.11960 -1778 10/15/2021
Sell 1.11960 -2015 10/15/2021
Sell 1.11960 -1693 10/15/2021
Sell 1.11960 -2532 10/15/2021
Sell 1.11960 -2292 10/15/2021
Sell 1.11960 -1807 10/15/2021
Sell 1.11960 -1449 10/15/2021
Sell 1.11960 -2542 10/15/2021
Sell 1.11960 -2143 10/15/2021
Sell 1.11960 -1839 10/15/2021
Sell 1.11960 -1389 10/15/2021
Sell 1.11960 -1337 10/15/2021
Sell 1.11960 -1929 10/15/2021
Sell 1.11960 -581 10/15/2021
Sell 1.11960 -2555 10/15/2021
Sell 1.11960 -1761 10/15/2021
Sell 1.11960 -2054 10/15/2021
Sell 1.11960 -1173 10/15/2021
Sell 1.11960 -2141 10/15/2021
Sell 1.11960 -1580 10/15/2021
Sell 1.11960 -1212 10/15/2021
Sell 1.11960 -1579 10/15/2021
Sell 1.11960 -1173 10/15/2021
Sell 1.11960 -2555 10/15/2021
Sell 1.11960 -194 10/15/2021
Sell 1.11960 -1597 10/15/2021
Sell 1.11960 -1752 10/15/2021
Sell 1.11960 -2054 10/15/2021
Sell 1.11960 -1804 10/15/2021
Sell 1.11960 -2067 10/15/2021
Sell 1.11960 -1620 10/15/2021
Sell 1.11960 -2092 10/15/2021
Sell 1.11960 -2247 10/15/2021

Field: Page; Sequence: 14; Options: NewSection; Value: 14

Field: Sequence; Type: Arabic; Name: PageNo 14 Field: /Sequence

Field: /Page

Action — Sell 1.11960 -2160 Trade Date — 10/15/2021
Sell 1.11960 -2463 10/15/2021
Sell 1.11960 -2819 10/15/2021
Sell 1.11960 -2350 10/15/2021
Sell 1.11960 -2845 10/15/2021
Sell 1.11960 -2051 10/15/2021
Sell 1.11960 -2784 10/15/2021
Sell 1.11960 -2143 10/15/2021
Sell 1.11960 -2349 10/15/2021
Sell 1.11960 -2581 10/15/2021
Sell 1.11960 -2349 10/15/2021
Sell 1.11960 -1750 10/15/2021
Sell 1.11960 -1212 10/15/2021
Sell 1.11960 -2581 10/15/2021
Sell 1.11960 -2238 10/15/2021
Sell 1.11960 -1921 10/15/2021
Sell 1.11960 -1699 10/15/2021
Sell 1.11960 -1636 10/15/2021
Sell 1.11960 -1269 10/15/2021
Sell 1.11960 -1639 10/15/2021
Sell 1.11960 -2726 10/15/2021
Sell 1.11960 -2238 10/15/2021
Sell 1.25000 -9088 10/15/2021
Sell 1.11960 -2235 10/15/2021
Sell 1.11960 -1685 10/15/2021
Sell 1.11960 -1878 10/15/2021
Sell 1.11960 -1839 10/15/2021
Sell 1.11960 -1579 10/15/2021
Sell 1.11960 -2349 10/15/2021
Sell 1.11960 -1761 10/15/2021
Sell 1.11960 -2160 10/15/2021
Sell 1.11960 -1761 10/15/2021
Sell 1.11960 -1778 10/15/2021
Sell 1.11960 -1620 10/15/2021
Sell 1.11960 -1764 10/15/2021
Sell 1.11960 -1986 10/15/2021
Sell 1.11960 -526 10/15/2021
Sell 1.11960 -2174 10/15/2021
Sell 1.11960 -690 10/15/2021
Sell 1.11960 -2336 10/15/2021
Sell 1.11960 -2133 10/15/2021
Sell 1.11960 -2082 10/15/2021
Sell 1.11960 -2542 10/15/2021
Sell 1.11960 -1937 10/15/2021
Sell 1.11960 -1471 10/15/2021
Sell 1.11960 -1526 10/15/2021
Sell 1.11960 -2841 10/15/2021
Sell 1.11960 -2158 10/15/2021
Sell 1.11960 -2068 10/15/2021
Sell 1.11960 -2028 10/15/2021
Sell 1.11960 -1978 10/15/2021
Sell 1.11960 -629 10/15/2021
Sell 1.11960 -1659 10/15/2021
Sell 1.11960 -1883 10/15/2021
Sell 1.11960 -715 10/15/2021

Field: Page; Sequence: 15; Value: 14

Field: Sequence; Type: Arabic; Name: PageNo 15 Field: /Sequence

Field: /Page

Action — Sell 1.11960 -1212 Trade Date — 10/15/2021
Sell 1.11960 -1750 10/15/2021
Sell 1.11960 -1987 10/15/2021
Sell 1.11960 -1905 10/15/2021
Sell 1.11960 -702 10/15/2021
Sell 1.11960 -1437 10/15/2021
Sell 1.11960 -1449 10/15/2021
Sell 1.11960 -1864 10/15/2021
Sell 1.11960 -750 10/15/2021
Sell 1.11960 -1936 10/15/2021
Sell 1.11960 -2805 10/15/2021
Sell 1.11960 -2143 10/15/2021
Sell 1.11960 -1990 10/15/2021
Sell 1.11960 -2239 10/15/2021
Sell 1.11960 -1498 10/15/2021
Sell 1.11960 -1864 10/15/2021
Sell 1.11960 -1888 10/15/2021
Sell 1.11960 -1734 10/15/2021
Sell 1.11960 -1782 10/15/2021
Sell 1.11960 -2173 10/15/2021
Sell 1.11960 -1333 10/15/2021
Sell 1.11960 -1660 10/15/2021
Sell 1.11960 -2426 10/15/2021
Sell 1.11960 -2010 10/15/2021
Sell 1.11960 -663 10/15/2021
Sell 1.11960 -2898 10/15/2021
Sell 1.11960 -1290 10/15/2021
Sell 1.11960 -2265 10/15/2021
Sell 1.11960 -1607 10/15/2021
Sell 1.11960 -2107 10/15/2021
Sell 1.11960 -2156 10/15/2021
Sell 1.11960 -2488 10/15/2021
Sell 1.11960 -1587 10/15/2021
Sell 1.11960 -2879 10/15/2021
Sell 1.11960 -2067 10/15/2021
Sell 1.11960 -1677 10/15/2021
Sell 1.11960 -2424 10/15/2021
Sell 1.11960 -1778 10/15/2021
Sell 1.11960 -1761 10/15/2021
Sell 1.11960 -1857 10/15/2021
Sell 1.11960 -1554 10/15/2021
Sell 1.11960 -2568 10/15/2021
Sell 1.11960 -2450 10/15/2021
Sell 1.11960 -2572 10/15/2021
Sell 1.11960 -2076 10/15/2021
Sell 1.11960 -2489 10/15/2021
Sell 1.11960 -2707 10/15/2021
Sell 1.11960 -1449 10/15/2021
Sell 1.11960 -1725 10/15/2021
Sell 1.11960 -2393 10/15/2021
Sell 1.11960 -2068 10/15/2021
Sell 1.11960 -2491 10/15/2021
Sell 1.11960 -2107 10/15/2021
Sell 1.11960 -1750 10/15/2021
Sell 1.11960 -1804 10/15/2021

16

Field: Rule-Page

Field: /Rule-Page

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