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AIR INDUSTRIES GROUP Director's Dealing 2021

Jan 13, 2021

35084_dirs_2021-01-13_a9dd21f5-6145-41a9-b893-e5917e2172eb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AIR INDUSTRIES GROUP (AIRI)
CIK: 0001009891
Period of Report: 2021-01-11

Reporting Person: SCHROEDER ROBERT C (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-11 Stock Options (right to purchase) $1.32 A 10000 Acquired 2027-12-31 Common Stock (10000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 102481 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options (right to purchase) $1.59 2023-05-31 Common Stock (13000) 13000 Direct
Stock Options (right to purchase) $4.64 2021-06-01 Common Stock (3000) 3000 Direct
Stock Options (right to purchase) $1.69 2022-12-31 Common Stock (3000) 3000 Direct
Stock Options (right to purchase) $1.28 2025-12-31 Common Stock (10000) 10000 Direct
Stock Options (right to purchase) $2.38 2026-12-31 Common Stock (10000) 10000 Direct
Warrants (right to purchase) $6.15 2021-05-26 Common Stock (8110) 8110 Direct
Warrants (right to purchase) $6.15 2021-07-31 Common Stock (10500) 10500 Direct
Warrants (right to purchase) $3 2021-11-30 Common Stock (11278) 11278 Direct
Warrants (right to purchase) $3 2021-11-30 Common Stock (6450) 17728 Direct
Warrants (right to purchase) $4.45 2022-01-31 Common Stock (5000) 5000 Direct
Warrants (right to purchase) $3.3 2022-01-31 Common Stock (2913) 2913 Direct
Warrants (right to purchase) $3.78 2022-01-31 Common Stock (2868) 2868 Direct
Warrants (right to purchase) $4 2022-01-31 Common Stock (579) 579 Direct

Footnotes

F1: Vests as to 2,500 shares on March 31, 2021, and an additional 2,500 shares on each of June 30, 2021, September 30, 2021 and December 31, 2021.