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AIR INDUSTRIES GROUP — Director's Dealing 2020
Jan 10, 2020
35084_dirs_2020-01-09_c1535c27-db8f-4e67-a3a5-34b71ff6fa2c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AIR INDUSTRIES GROUP (AIRI)
CIK: 0001009891
Period of Report: 2020-01-07
Reporting Person: BUONANNO DAVID (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-07 | Stock Options (right to purchase) | $2.38 | A | 10000 | Acquired | 2026-12-31 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 46024 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (right to purchase) | $10.05 | 2020-04-05 | Common Stock (3000) | 3000 | Direct |
| Stock Options (right to purchase) | $4.64 | 2021-06-01 | Common Stock (3000) | 3000 | Direct |
| Stock Options (right to purchase) | $1.69 | 2022-12-31 | Common Stock (3000) | 3000 | Direct |
| Stock Options (right to purchase) | $1.59 | 2023-05-31 | Common Stock (13000) | 13000 | Direct |
| Stock Options (right to purchase) | $1.28 | 2025-12-31 | Common Stock (10000) | 10000 | Direct |
| Warrants | $5 | 2022-07-31 | Common Stock (1016) | 1016 | Direct |
Footnotes
F1: Vests as to 2,500 shares on March 31, 2020, an additional 2,500 shares on each of June 30, 2020, September 30, 2020 and December 31, 2020.
F2: Fully vested as of January 1, 2016.
F3: Fully vested as of February 1, 2017.
F4: Fully vested as of December 31, 2018.
F5: Fully vested as of December 31, 2019.
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