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AIR INDUSTRIES GROUP Director's Dealing 2020

Jan 10, 2020

35084_dirs_2020-01-09_2e6be1cb-0070-4389-8dfa-3f426d976199.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AIR INDUSTRIES GROUP (AIRI)
CIK: 0001009891
Period of Report: 2020-01-07

Reporting Person: Rettaliata Peter (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-07 Common Stock J 9893 $2.38 Acquired 99675 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-07 Stock Options (right to purchase) $2.38 A 10000 Acquired 2026-12-31 Common Stock (10000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options (right to purchase) $6.6 2020-08-31 Common Stock (18750) 18750 Direct
Stock Options (right to purchase) $1.42 2024-07-24 Common Stock (50000) 50000 Direct
Stock Options (right to purchase) $1.59 2023-05-31 Common Stock (10000) 10000 Direct
Stock Options (right to purchase) $1.28 2025-12-31 Common Stock (10000) 10000 Direct

Footnotes

F1: Represents shares issued in lieu of cash payment of directors' fees.

F2: Vests in annual installments of 10,000 shares commencing July 24, 2018.

F3: Fully vested as of December 31, 2018.

F4: Fully vested as of December 31, 2019.

F5: Vests as to 2,500 shares on March 31, 2020, an additional 2,500 shares on each of June 30, 2020, September 30, 2020 and December 31, 2020.