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AIR INDUSTRIES GROUP — Director's Dealing 2020
Mar 30, 2020
35084_dirs_2020-03-30_d5ac7bdb-9bae-4214-95b3-b6b187c6ec04.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AIR INDUSTRIES GROUP (AIRI)
CIK: 0001009891
Period of Report: 2020-03-25
Reporting Person: RECCA MICHAEL E (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-25 | Stock options | $1.03 | A | 100000 | Acquired | 2025-03-31 | Common Stock (100000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock options | $0.88 | 2024-01-31 | Common Stock (90000) | 90000 | Direct |
| Stock options | $1.42 | 2024-07-24 | Common Stock (50000) | 50000 | Direct |
| Stock options | $10.31 | 2021-05-01 | Common Stock (50000) | 50000 | Direct |
| Stock options | $6.6 | 2020-08-31 | Common Stock (56250) | 56250 | Direct |
Footnotes
F1: Vests in annual installments of 10,000 shares commencing July 24, 2018.
F2: Fully vested as of May 1, 2018.
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