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AIR INDUSTRIES GROUP — Director's Dealing 2017
Dec 12, 2017
35084_dirs_2017-12-12_11fbbe38-d35d-4bc8-8f6e-c4504edc287b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AIR INDUSTRIES GROUP (AIRI)
CIK: 0001009891
Period of Report: 2017-10-03
Reporting Person: BUONANNO DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-03 | Common Stock | C | 18650 | $1.50 | Acquired | 23250 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-23 | Stock Options (right to purchase) | $6 | A | 750 | Acquired | 2018-04-23 | Common Stock (750) | Direct |
| 2013-09-30 | Stock Options (right to purchase) | $7.86 | A | 750 | Acquired | 2018-09-30 | Common Stock (750) | Direct |
| 2013-12-31 | Stock Options (right to purchase) | $8.98 | A | 750 | Acquired | 2018-12-31 | Common Stock (750) | Direct |
| 2014-03-31 | Stock Options (right to purchase) | $9.38 | A | 750 | Acquired | 2019-03-31 | Common Stock (750) | Direct |
| 2014-05-16 | Stock Options (right to purchase) | $11.73 | A | 750 | Acquired | 2019-05-15 | Common Stock (750) | Direct |
| 2014-08-21 | Stock Options (right to purchase) | $9.24 | A | 750 | Acquired | 2019-08-20 | Common Stock (750) | Direct |
| 2014-11-24 | Stock Options (right to purchase) | $10.26 | A | 1750 | Acquired | 2019-11-23 | Common Stock (1750) | Direct |
| 2015-04-06 | Stock Options (right to purchase) | $10.05 | A | 3000 | Acquired | 2020-04-05 | Common Stock (3000) | Direct |
| 2016-06-02 | Stock Options (right to purchase) | $4.64 | A | 3000 | Acquired | 2021-06-01 | Common Stock (3000) | Direct |
| 2016-08-19 | Warrants | $5 | P | 1016 | Acquired | 2021-07-31 | Common Stock (1016) | Direct |
Footnotes
F1: Shares acquired upon conversion of Series A Preferred Stock.
F2: Fully vested as of January 1, 2016.
F3: Fully vested as of February 1, 2017.
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