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AIR INDUSTRIES GROUP Director's Dealing 2016

Jun 30, 2016

35084_dirs_2016-06-30_e4ee42e5-bfa0-4166-9c4e-96eb281371e6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AIR INDUSTRIES GROUP (AIRI)
CIK: 0001009891
Period of Report: 2016-06-29

Reporting Person: SCHROEDER ROBERT C (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-29 Common Stock M 3000 $2.95 Acquired 51679 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-09-10 Stock Options (right to purchase) $6 A 3000 Acquired 2017-09-10 Common Stock (3000) Direct
2013-04-23 Stock Options (right to purchase) $6 A 750 Acquired 2018-04-23 Common Stock (750) Direct
2013-09-30 Stock Options (right to purchase) $7.86 A 750 Acquired 2018-09-30 Common Stock (750) Direct
2013-12-31 Stock Options (right to purchase) $8.98 A 750 Acquired 2018-12-31 Common Stock (750) Direct
2014-03-31 Stock Options (right to purchase) $9.38 A 750 Acquired 2019-03-31 Common Stock (750) Direct
2012-06-22 Warrants (1) (right to purchase) $6.3 A 20005 Acquired 2017-06-22 Common Stock (20005) Indirect
2014-05-16 Stock Options (right to purchase) $11.73 A 750 Acquired 2019-05-15 Common Stock (750) Direct
2014-07-28 Warrants (right to purchase) $11.25 A 7580 Acquired 2019-05-28 Common Stock (7580) Direct
2014-08-21 Stock Options (right to purchase) $9.24 A 750 Acquired 2019-08-20 Common Stock (750) Direct
2014-11-24 Stock Options (right to purchase) $10.26 A 1750 Acquired 2019-11-23 Common Stock (1750) Direct
2015-04-06 Stock Options (right to purchase) $10.05 A 750 Acquired 2020-04-05 Common Stock (750) Direct
2015-04-06 Stock Options (right to purchase) $10.05 A 750 Acquired 2020-04-05 Common Stock (750) Direct
2015-04-06 Stock Options (right to purchase) $10.05 A 750 Acquired 2020-04-05 Common Stock (750) Direct
2015-04-06 Stock Options (right to purchase) $10.05 A 750 Acquired 2020-04-05 Common Stock (750) Direct
2016-06-02 Stock Options (right to purchase) $4.64 A 750 Acquired 2021-06-01 Common Stock (750) Direct
2016-06-02 Stock Options (right to purchase) $4.64 A 750 Acquired 2021-06-01 Common Stock (750) Direct
2016-06-02 Stock Options (right to purchase) $4.64 A 750 Acquired 2021-06-01 Common Stock (750) Direct
2016-06-02 Stock Options (right to purchase) $4.64 A 750 Acquired 2021-06-01 Common Stock (750) Direct

Footnotes

F1: Reporting Person's portion of a total 118,585 Placement Agent Warrants received by Taglich Brothers, Inc., which acted as placement agent for the sale of Issuer's common stock in June and July of 2012.