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AIR INDUSTRIES GROUP — Director's Dealing 2016
Jun 30, 2016
35084_dirs_2016-06-30_e4ee42e5-bfa0-4166-9c4e-96eb281371e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AIR INDUSTRIES GROUP (AIRI)
CIK: 0001009891
Period of Report: 2016-06-29
Reporting Person: SCHROEDER ROBERT C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-29 | Common Stock | M | 3000 | $2.95 | Acquired | 51679 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-10 | Stock Options (right to purchase) | $6 | A | 3000 | Acquired | 2017-09-10 | Common Stock (3000) | Direct |
| 2013-04-23 | Stock Options (right to purchase) | $6 | A | 750 | Acquired | 2018-04-23 | Common Stock (750) | Direct |
| 2013-09-30 | Stock Options (right to purchase) | $7.86 | A | 750 | Acquired | 2018-09-30 | Common Stock (750) | Direct |
| 2013-12-31 | Stock Options (right to purchase) | $8.98 | A | 750 | Acquired | 2018-12-31 | Common Stock (750) | Direct |
| 2014-03-31 | Stock Options (right to purchase) | $9.38 | A | 750 | Acquired | 2019-03-31 | Common Stock (750) | Direct |
| 2012-06-22 | Warrants (1) (right to purchase) | $6.3 | A | 20005 | Acquired | 2017-06-22 | Common Stock (20005) | Indirect |
| 2014-05-16 | Stock Options (right to purchase) | $11.73 | A | 750 | Acquired | 2019-05-15 | Common Stock (750) | Direct |
| 2014-07-28 | Warrants (right to purchase) | $11.25 | A | 7580 | Acquired | 2019-05-28 | Common Stock (7580) | Direct |
| 2014-08-21 | Stock Options (right to purchase) | $9.24 | A | 750 | Acquired | 2019-08-20 | Common Stock (750) | Direct |
| 2014-11-24 | Stock Options (right to purchase) | $10.26 | A | 1750 | Acquired | 2019-11-23 | Common Stock (1750) | Direct |
| 2015-04-06 | Stock Options (right to purchase) | $10.05 | A | 750 | Acquired | 2020-04-05 | Common Stock (750) | Direct |
| 2015-04-06 | Stock Options (right to purchase) | $10.05 | A | 750 | Acquired | 2020-04-05 | Common Stock (750) | Direct |
| 2015-04-06 | Stock Options (right to purchase) | $10.05 | A | 750 | Acquired | 2020-04-05 | Common Stock (750) | Direct |
| 2015-04-06 | Stock Options (right to purchase) | $10.05 | A | 750 | Acquired | 2020-04-05 | Common Stock (750) | Direct |
| 2016-06-02 | Stock Options (right to purchase) | $4.64 | A | 750 | Acquired | 2021-06-01 | Common Stock (750) | Direct |
| 2016-06-02 | Stock Options (right to purchase) | $4.64 | A | 750 | Acquired | 2021-06-01 | Common Stock (750) | Direct |
| 2016-06-02 | Stock Options (right to purchase) | $4.64 | A | 750 | Acquired | 2021-06-01 | Common Stock (750) | Direct |
| 2016-06-02 | Stock Options (right to purchase) | $4.64 | A | 750 | Acquired | 2021-06-01 | Common Stock (750) | Direct |
Footnotes
F1: Reporting Person's portion of a total 118,585 Placement Agent Warrants received by Taglich Brothers, Inc., which acted as placement agent for the sale of Issuer's common stock in June and July of 2012.
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