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AIR INDUSTRIES GROUP — Director's Dealing 2015
Apr 7, 2015
35084_dirs_2015-04-07_b3bcf897-7c72-4c9c-8b3f-8bdc40192b6b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AIR INDUSTRIES GROUP (AIRI)
CIK: 0001009891
Period of Report: 2015-04-06
Reporting Person: TAGLICH ROBERT (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-07-11 | Stock Options (right to purchase) | $2.95 | A | 3000 | Acquired | 2016-07-11 | Common Stock (3000) | Direct |
| 2012-09-10 | Stock Options (right to purchase) | $6 | A | 3000 | Acquired | 2017-09-10 | Common Stock (3000) | Direct |
| 2013-04-23 | Stock Options (right to purchase) | $6 | A | 750 | Acquired | 2018-04-23 | Common Stock (750) | Direct |
| 2013-09-30 | Stock Options (right to purchase) | $7.86 | A | 750 | Acquired | 2018-09-30 | Common Stock (750) | Direct |
| 2013-12-31 | Stock Options (right to purchase) | $8.98 | A | 750 | Acquired | 2018-12-31 | Common Stock (750) | Direct |
| 2014-03-31 | Stock Options (right to purchase) | $9.38 | A | 750 | Acquired | 2019-03-31 | Common Stock (750) | Direct |
| 2012-06-22 | Warrants (1) (right to purchase) | $6.3 | A | 31190 | Acquired | 2017-06-22 | Common Stock (31190) | Indirect |
| 2014-01-01 | Warrants (1) (right to purchase) | $8.72 | A | 10000 | Acquired | 2019-12-31 | Common Stock (10000) | Indirect |
| 2014-05-16 | Stock Options (right to purchase) | $11.73 | A | 750 | Acquired | 2019-05-15 | Common Stock (750) | Direct |
| 2014-08-21 | Stock Options (right to purchase) | $9.24 | A | 750 | Acquired | 2019-08-22 | Common Stock (750) | Direct |
| 2014-11-24 | Stock Options (right to purchase) | $10.26 | A | 1750 | Acquired | 2019-11-23 | Common Stock (1750) | Direct |
| 2015-04-06 | Stock Options (right to purchase) | $10.05 | A | 750 | Acquired | 2020-04-05 | Common Stock (750) | Direct |
| 2015-04-06 | Stock Options (right to purchase) | $10.05 | A | 750 | Acquired | 2020-04-05 | Common Stock (750) | Direct |
| 2015-04-06 | Stock Options (right to purchase) | $10.05 | A | 750 | Acquired | 2020-04-05 | Common Stock (750) | Direct |
| 2015-04-06 | Stock Options (right to purchase) | $10.05 | A | 750 | Acquired | 2020-04-05 | Common Stock (750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 369998 | Direct |
| Common Stock | 45980 | Indirect |
| Common Stock | 12746 | Indirect |
Footnotes
F1: Represents shares owned by Taglich Brothers, Inc., of which the Reporting Person is Managing Director.
F2: Owned by Tag/Kent Partners, of which Reporting Person is a General Partner.
F3: Reporting Person's portion of a total 118,585 Placement Agent Warrants received by Taglich Brothers, Inc., which acted as placement agent for the sale of Issuer's common stock in June and July of 2012.
F4: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to Capital Markets Advisory Agreement.