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AGNC Investment Corp. Director's Dealing 2021

Jan 22, 2021

30584_dirs_2021-01-22_a3faef92-bb3a-40e6-9bc0-3411f9680b2f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AGNC Investment Corp. (AGNC)
CIK: 0001423689
Period of Report: 2021-01-21

Reporting Person: Kain Gary D (Director, Director, CEO, and CIO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-21 Common Stock A 254929 Acquired 1704549.101 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Series D Preferred Stock 10900 Direct
Common Stock 10000 Indirect
Common Stock 11197 Indirect
Common Stock 892000 Indirect

Footnotes

F1: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2018.

F2: Includes 74,679 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.