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AGIOS PHARMACEUTICALS, INC. — Director's Dealing 2018
Jun 1, 2018
31580_dirs_2018-06-01_2d5d5da1-d9ff-4492-a317-5e8eefc1e86a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AGIOS PHARMACEUTICALS INC (AGIO)
CIK: 0001439222
Period of Report: 2018-05-30
Reporting Person: Schenkein David P (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-30 | Common stock | M | 5962 | $0.3025 | Acquired | 5962 | Direct |
| 2018-05-30 | Common stock | M | 16193 | $0.3025 | Acquired | 22155 | Direct |
| 2018-05-30 | Common stock | M | 23471 | $0.4675 | Acquired | 45626 | Direct |
| 2018-05-30 | Common stock | S | 45626 | $90.07 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-30 | Stock option (right to buy) | $0.3025 | M | 5962 | Disposed | 2019-08-12 | Common stock (5962) | Direct |
| 2018-05-30 | Stock option (right to buy) | $0.3025 | M | 16193 | Disposed | 2019-08-12 | Common stock (16193) | Direct |
| 2018-05-30 | Stock option (right to buy) | $0.4675 | M | 23471 | Disposed | 2021-03-01 | Common stock (23471) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock | 271772 | Indirect |
| Common stock | 79082 | Indirect |
Footnotes
F1: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $90.00 to $90.63. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: Shares held by David P. Schenkein 2004 Revocable Trust, of which the reporting person is trustee and beneficiary.
F5: Shares held by Amy P. Schenkein 2004 Revocable Trust, of which the reporting person's spouse is trustee and beneficiary.
F6: This option was granted on August 13, 2009. The shares underlying this option vested as to 25% of the shares on August 1, 2010, and the remaining 75% vested in 36 equal monthly installments thereafter.
F7: This option was granted on August 13, 2009. The shares underlying this option vested as to 50% upon the achievement of a performance milestone, as determined by the issuer's Board of Directors on June 3, 2010, and the remaining 50% of the underlying shares vested in equal monthly installments through June 3, 2013.
F8: This option was granted on March 2, 2011. The shares underlying this option vested as to 25% of the shares on the date of grant and as to 25% of the shares upon the achievement of a performance milestone on July 19, 2013. The remaining 50% of the shares underlying the option vested in equal monthly installments through July 19, 2015.