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AGIOS PHARMACEUTICALS, INC. — Director's Dealing 2015
Oct 19, 2015
31580_dirs_2015-10-19_0e2ae64b-bf65-475d-895d-d423f3f3b91d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AGIOS PHARMACEUTICALS INC (AGIO)
CIK: 0001439222
Period of Report: 2015-10-15
Reporting Person: Higgons John Duncan (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-15 | Common stock | M | 10000 | $0.3025 | Acquired | 91835 | Direct |
| 2015-10-15 | Common stock | M | 8843 | $0.3025 | Acquired | 100678 | Direct |
| 2015-10-15 | Common stock | M | 1157 | $0.47 | Acquired | 101835 | Direct |
| 2015-10-15 | Common stock | S | 20000 | $71.04 | Disposed | 81835 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-15 | Stock option (right to buy) | $0.3025 | M | 10000 | Disposed | 2019-08-12 | Common stock (10000) | Direct |
| 2015-10-15 | Stock option (right to buy) | $0.3025 | M | 8843 | Disposed | 2020-03-25 | Common stock (8843) | Direct |
| 2015-10-15 | Stock option (right to buy) | $0.47 | M | 1157 | Disposed | 2021-03-01 | Common stock (1157) | Direct |
Footnotes
F1: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $70.04 to $72.80. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price
F4: This option was granted on August 13, 2009. The shares underlying this option vest as to 25% of the shares on May 18, 2010, with the remaining 75% vesting in 36 equal monthly installments thereafter.
F5: This option was granted on March 26, 2010 for the purchase of 36,363 shares of common stock. The option vests as to 50% of the underlying shares upon the achievement of a performance milestone and with the remaining 50% vesting in 36 equal monthly installments thereafter. The performance criteria for the performance milestone were met on June 3, 2010.
F6: This option was granted on March 2, 2011 for the purchase of 3,636 shares of common stock. The option vests as to 33% of the underlying shares upon the achievement of a performance milestone and with the remaining 67% vesting in 24 equal monthly installments thereafter. The performance criteria for the performance milestone were met on July 19, 2013.