AI assistant
AGIOS PHARMACEUTICALS, INC. — Director's Dealing 2014
Sep 29, 2014
31580_dirs_2014-09-29_68bab587-630a-4cc9-9952-3d7ec86b521f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AGIOS PHARMACEUTICALS INC (AGIO)
CIK: 0001439222
Period of Report: 2014-09-26
Reporting Person: Schenkein David P (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-26 | Common stock | M | 30000 | $0.3025 | Acquired | 283272 | Indirect |
| 2014-09-26 | Common stock | S | 30000 | $62.68 | Disposed | 253272 | Indirect |
| 2014-09-26 | Common stock | S | 30000 | $62.68 | Disposed | 137772 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-26 | Stock option (right to buy) | $0.3025 | M | 30000 | Disposed | 2019-08-12 | Common stock (30000) | Direct |
Footnotes
F1: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Shares held by David P. Schenkein 2004 Revocable Trust, of which the reporting person is trustee and beneficiary.
F3: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F4: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $60.00 to $64.80. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5: Shares held by Amy P. Schenkein 2004 Revocable Trust, of which the reporting person's spouse is trustee and beneficiary.
F6: This option was granted on August 13, 2009. The shares underlying this option vest as to 25% of the shares on June 3, 2010, with the remaining 75% vesting in 36 equal monthly installments thereafter.