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AGIOS PHARMACEUTICALS, INC. — Director's Dealing 2014
Mar 7, 2014
31580_dirs_2014-03-07_9d8d18c7-26bd-41f9-8087-98dc49af3d9f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AGIOS PHARMACEUTICALS INC (AGIO)
CIK: 0001439222
Period of Report: 2014-03-05
Reporting Person: Goddard Glenn (Senior Vice President, Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-06 | Common Stock | M | 5468 | $0.4675 | Acquired | 5468 | Direct |
| 2014-03-06 | Common Stock | S | 5468 | $35.54 | Disposed | 0 | Direct |
| 2014-03-07 | Common Stock | M | 9666 | $0.4675 | Acquired | 9666 | Direct |
| 2014-03-07 | Common Stock | M | 2334 | $0.6875 | Acquired | 12000 | Direct |
| 2014-03-07 | Common Stock | S | 12000 | $45.10 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-05 | Stock option (right to buy) | $31.64 | A | 40000 | Acquired | 2024-03-04 | Common stock (40000) | Direct |
| 2014-03-06 | Stock option (right to buy) | $0.4675 | M | 5468 | Disposed | 2020-08-11 | Common stock (5468) | Direct |
| 2014-03-07 | Stock option (right to buy) | $0.4675 | M | 9666 | Disposed | 2020-08-11 | Common stock (9666) | Direct |
| 2014-03-07 | Stock option (right to buy) | $0.6875 | M | 2334 | Disposed | 2021-09-14 | Common stock (2334) | Direct |
Footnotes
F1: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $35.00 to $36.86. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $45.00 to $46.45. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5: This option was granted on March 5, 2014. The shares underlying this option vest as to 25% of the underlying shares on March 5, 2015, with the remaining 75% vesting in 36 equal monthly installments thereafter.
F6: This option was granted on August 12, 2010. The shares underlying this option vest as to 25% of the underlying shares on July 1, 2011, with the remaining 75% vesting in 36 equal monthly installments thereafter.
F7: This option was granted on September 15, 2011. The shares underlying this option vest as to 25% of the underlying shares on September 15, 2012, with the remaining 75% vesting in 36 equal monthly installments thereafter.