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AGIOS PHARMACEUTICALS, INC. — Director's Dealing 2013
Jul 30, 2013
31580_dirs_2013-07-30_03b2b2bf-9b82-4772-ab52-a8d26c2425db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AGIOS PHARMACEUTICALS INC (AGIO)
CIK: 0001439222
Period of Report: 2013-07-29
Reporting Person: Celgene European Investment Co LLC (10% Owner)
Reporting Person: CELGENE CORP /DE/ (10% Owner)
Reporting Person: Celgene Alpine Investment Co., LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-29 | Common Stock | C | 1887473 | — | Acquired | 1887473 | Direct |
| 2013-07-29 | Common Stock | C | 2123453 | — | Acquired | 4010926 | Direct |
| 2013-07-29 | Common Stock | P | 708333 | $18.00 | Acquired | 708333 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-29 | Series B Convertible Preferred Stock | $ | C | 5190551 | Disposed | Common Stock (1887473) | Direct | |
| 2013-07-29 | Series C-2 Convertible Preferred Stock | $ | C | 5839496 | Disposed | Common Stock (2123453) | Direct |
Footnotes
F1: Upon closing of the Issuer's initial public offering, each share of Series B Convertible Preferred Stock automatically converted at a ratio of 1-for-2.75 into the number of shares of Common Stock shown in column 7 without payment of further consideration. The shares had no expiration date.
F2: These shares are owned directly by Celgene European Investment Company LLC, a wholly-owned subsidiary of Celgene Corporation ("Celgene"), and Celgene has the power to vote, acquire, hold and dispose of all shares. Celgene disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.
F3: Upon closing of the Issuer's initial public offering, each share of Series C-2 Convertible Preferred Stock automatically converted at a ratio of 1-for-2.75 into the number of shares of Common Stock shown in column 7 without payment of further consideration. The shares had no expiration date.
F4: These shares are owned directly by Celgene Alpine Investment Co., LLC, a wholly-owned subsidiary of Celgene, and Celgene has the power to vote, acquire, hold and dispose of all shares. Celgene European Investment Company LLC and Celgene disclaim beneficial ownership of the securities except to the extent of their pecuniary interest therein.