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AGILYSYS INC — Director's Dealing 2023
Dec 15, 2023
31401_dirs_2023-12-15_f070f0ba-1cc4-437d-8f5c-add140143736.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AGILYSYS INC (AGYS)
CIK: 0000078749
Period of Report: 2023-11-28
Reporting Person: MAK CAPITAL ONE LLC (10% Owner)
Reporting Person: MAK Capital Fund LP (10% Owner)
Reporting Person: MAK Capital Distressed Debt Fund I, LP (10% Owner)
Reporting Person: Kaufman Michael A (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-28 | Common Stock | S | 28907 | $86.2465 | Disposed | 3767008 | Indirect |
| 2023-11-29 | Common Stock | S | 22434 | $84.9444 | Disposed | 3744574 | Indirect |
| 2023-11-30 | Common Stock | S | 44427 | $84.9529 | Disposed | 3700147 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-30 | Series A Convertible Preferred Stock | $20.1676 | J | 1735457 | Disposed | Common Stock (1735457) | Indirect |
Footnotes
F1: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.
F2: MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.
F3: 23,964 shares were sold by MAK Fund and 4,943 shares were sold by MAK CDD Fund.
F4: 18,598 shares were sold by MAK Fund and 3,836 shares were sold by MAK CDD Fund.
F5: 36,830 shares were sold by MAK Fund and 7,597 shares were sold by MAK CDD Fund.