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AGILYSYS INC — Director's Dealing 2017
Jul 11, 2017
31401_dirs_2017-07-10_3d3ff007-4007-4a1e-b6cd-73be13c74788.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AGILYSYS INC (AGYS)
CIK: 0000078749
Period of Report: 2015-12-09
Reporting Person: Walker Jimmie D Jr (SVP Global Revenue)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-09 | Common Stock | L | 75 | $10.65 | Acquired | 99776 | Direct |
| 2016-01-04 | Common Stock | L | 82 | $9.80 | Acquired | 99858 | Direct |
| 2016-02-01 | Common Stock | L | 82 | $9.73 | Acquired | 99940 | Direct |
| 2016-03-01 | Common Stock | L | 75 | $10.66 | Acquired | 100015 | Direct |
| 2016-04-01 | Common Stock | L | 77 | $10.33 | Acquired | 100092 | Direct |
| 2016-05-02 | Common Stock | L | 109 | $11.04 | Acquired | 100201 | Direct |
| 2016-06-01 | Common Stock | L | 69 | $11.62 | Acquired | 100270 | Direct |
| 2016-07-01 | Common Stock | L | 78 | $10.29 | Acquired | 100348 | Direct |
| 2016-08-01 | Common Stock | L | 70 | $11.42 | Acquired | 100418 | Direct |
| 2016-09-01 | Common Stock | L | 72 | $11.15 | Acquired | 100490 | Direct |
| 2016-10-03 | Common Stock | L | 107 | $11.17 | Acquired | 100597 | Direct |
| 2016-11-01 | Common Stock | L | 83 | $9.63 | Acquired | 100680 | Direct |
| 2016-12-01 | Common Stock | L | 79 | $10.16 | Acquired | 100759 | Direct |
| 2017-01-03 | Common Stock | L | 74 | $10.84 | Acquired | 100833 | Direct |
| 2017-02-01 | Common Stock | L | 81 | $9.83 | Acquired | 100914 | Direct |
| 2017-03-06 | Common Stock | L | 87 | $8.90 | Acquired | 101001 | Direct |
| 2017-03-31 | Common Stock | F | 1028 | $9.45 | Disposed | 99973 | Direct |
| 2017-04-06 | Common Stock | L | 130 | $9.27 | Acquired | 100103 | Direct |
| 2017-05-04 | Common Stock | L | 80 | $9.98 | Acquired | 100183 | Direct |
| 2017-06-06 | Common Stock | L | 79 | $9.88 | Acquired | 100262 | Direct |
| 2017-07-07 | Common Stock | L | 79 | $10.29 | Acquired | 100341 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-06 | Stock-settled Appreciation Rights | $10.20 | A | 28125 | Acquired | 2024-07-06 | Common Stock (28125) | Direct |
Footnotes
F1: Shares purchased through employee stock purchase plan.
F2: Reporting Person's most recently filed Form 4, filed October 28, 2016, reported that he beneficially owned 99,701 shares following the transaction reported therein. This number was used as the starting point for Column 5 of Table I on this Form 4.
F3: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.
F4: Stock-settled appreciation rights granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The SSARs vest in one-third increments on March 31, 2018, 2019 and 2020.